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MA

Michael R. Aster

WEALTHPLAN INVESTMENT MANAGEMENT LLC
Wilmington, DE 19802
Some features on this profile are disabled
CRD#: 2311770
MA

Professional summary

Michael Robert Aster, who also goes by Michael R Aster, is a registered financial advisor currently at WEALTHPLAN INVESTMENT MANAGEMENT LLC located in Wilmington, Delaware.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Michael has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Michael R Aster

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Vizionary Wealth Management; Investment Related; 1020 W. 18th Street, Suite 1, Wilmington DE 19802; Insurance Sales - Health, Life, and Fixed Annuity; Sales; NA; 01/2024; 15 Hours/Month; 15 Hours/Month; Fixed Insurance Sales.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Robert Aster's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 23, 2024 - Present

WEALTHPLAN INVESTMENT MANAGEMENT LLC

Office #1: 1020 W. 18th Street, Suite 1, Wilmington, DE 19802
RIA
CRD#: 311364
Wilmington, DE
Past

November 2, 2018 - December 31, 2023

OSAIC WEALTH, INC.

RIA
CRD#: 23131
Cherry Hill, NJ
Past

November 2, 2018 - December 31, 2023

OSAIC WEALTH, INC.

BD
CRD#: 23131
Cherry Hill, NJ
Past

September 7, 2004 - November 2, 2018

SIGNATOR INVESTORS, INC.

RIA
CRD#: 468
Cherry Hill, NJ
Past

February 3, 1993 - May 1, 1997

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

BD
CRD#: 5181
BOSTON, MA
Past

February 3, 1993 - November 2, 2018

SIGNATOR INVESTORS, INC.

BD
CRD#: 468
Cherry Hill, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WI
WEALTHPLAN INVESTMENT MANAGEMENT LLC
FELTZ WEALTHPLAN | WEALTHPLAN PARTNERS - THE COBLE & MCCUNE TEAM | WEALTHPLAN INVESTMENT MANAGEMENT LLC | WEALTHPLAN GROUP PACIFIC NORTHWEST | WEALTHPLAN GROUP COBLE MCCUNE TEAM | WEALTHPLAN GROUP | VIZIONARY WEALTH MANAGEMENT | THE PREFERRED CLIENT GROUP | OGARD PRIVATE WEALTH, LLC

CRD#: 311364 / SEC#: 801-120004

RIA
Registered Investment Advisory firm - (12/18/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Delaware
(2/1/2024)
IAR
New Jersey
(1/23/2024)

Exams

State Security Law Exam
IAR
Series 65
Date: 6/7/1999
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 3/31/1995
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 2/1/1993
Investment Company Products/Variable Contracts Representative Examination

Current Firm

WI
WEALTHPLAN INVESTMENT MANAGEMENT LLC
FELTZ WEALTHPLAN | WEALTHPLAN PARTNERS - THE COBLE & MCCUNE TEAM | WEALTHPLAN INVESTMENT MANAGEMENT LLC | WEALTHPLAN GROUP PACIFIC NORTHWEST | WEALTHPLAN GROUP COBLE MCCUNE TEAM | WEALTHPLAN GROUP | VIZIONARY WEALTH MANAGEMENT | THE PREFERRED CLIENT GROUP | OGARD PRIVATE WEALTH, LLC

CRD#: 311364 / SEC#: 801-120004

RIA
Registered Investment Advisory firm - (12/18/2020 Approved)
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Contact information

Main Address
101 S 108th Ave 3rd Floor, Omaha, NE 68154
Mailing Address
Phone number
(402) 691-0200
Established
Firm type
Fiscal year end
# of Employees
40

SEC notice filing (33 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A: FIRM BROCHURE (9/5/2025)

Regulatory assets under management

Total Number of Accounts3,957
AUM (Assets Under Management)$ 1,574,375,590

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WEALTHPLAN INVESTMENT MANAGEMENT LLC

CRD#: 311364Wilmington, DE 19802

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