Price C. French
Professional summary
Price Chipley French, CLU® is a registered financial advisor currently at OSAIC WEALTH, INC. located in Raleigh, North Carolina.
Price is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Price has worked at 10 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Price Chipley French's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Price Chipley French's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 3, 2025 - Present
OSAIC WEALTH, INC.
Office #1: 1816 Front Street Suite 220, Raleigh, NC 27615November 3, 2025 - Present
OSAIC WEALTH, INC.
Office #1: 1816 Front Street Suite 220, Raleigh, NC 27615May 21, 2018 - November 3, 2025
COMMONWEALTH FINANCIAL NETWORK
May 21, 2018 - November 3, 2025
COMMONWEALTH FINANCIAL NETWORK
April 18, 2016 - May 21, 2018
KESTRA ADVISORY SERVICES, LLC
March 31, 2011 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
March 31, 2011 - May 21, 2018
KESTRA INVESTMENT SERVICES, LLC
October 8, 2003 - March 31, 2011
CREATIVE FINANCIAL DESIGNS, INC.
December 19, 2001 - March 31, 2011
CFD INVESTMENTS, INC.
October 14, 1999 - December 19, 2001
JOHN HANCOCK DISTRIBUTORS LLC
June 10, 1999 - November 1, 1999
OSAIC FS, INC.
June 2, 1998 - April 30, 1999
KESTRA INVESTMENT SERVICES, LLC
July 7, 1994 - June 1, 1998
SECURIAN FINANCIAL SERVICES, INC.
January 19, 1993 - June 3, 1994
PRUCO SECURITIES, LLC.
Primary Firm SEC Registration
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/3/2025)
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(11/4/2025)
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Exams
FINRA
Current Firm
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OSAIC, INC. | SHAREHOLDER | |
| CORNICK, GREGORY ALLEN | CEO, PRESIDENT, DIRECTOR | 3132991 |
| FORD, ERINN JUNE | DIRECTOR | 2176816 |
| MIHAL, SHAWN MICHAEL | SVP, CHIEF COMPLIANCE OFFICER | 3262384 |
| MITCHELL, CHRISTOPHER MILLS | CORPORATE TREASURER, FINANCIAL PRINCIPAL | 2420144 |
| PRICE, JAMES DALE | CHAIRMAN | 1243224 |
| SCHLUETER, MATTHEW ADAM | EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR | 2627931 |
Regulatory assets under management
| Total Number of Accounts | 797,559 |
| AUM (Assets Under Management) | $ 200,266,275,275 |
Disclosures
| Regulatory Event | 50 |
| Arbitration | 31 |
| Bond | 7 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/14/2025 | ||
| 12/18/2024 | ||
| 01/26/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
OSAIC WEALTH, INC.
CRD#: 23131Raleigh, NC 27615TRUST BUT VERIFY
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