Alexander D. Wohl
Professional summary
Alexander Douglas Wohl is a registered financial professional currently at IMC EXECUTION SERVICES located in New York City, New York.
Alexander is registered as a RR (Registered Representative) and started their career in finance in 1993. Alexander has worked at 9 firms and has passed the Series 63, Series 99TO, Series 3, Series 57TO, Series 55, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Alexander Douglas Wohl's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 11, 2021 - Present
IMC EXECUTION SERVICES
Office #1: 100 Park Ave Suite 3215, New York City, NY 10017May 27, 2020 - July 7, 2020
GATSBY SECURITIES
September 20, 2019 - June 25, 2020
VIEWTRADE SECURITIES, INC.
January 6, 2014 - July 16, 2015
ROBERT W. BAIRD & CO. INCORPORATED
May 13, 2009 - January 2, 2014
WOODLAWN ADVISORS LLC
May 5, 2006 - July 16, 2008
JEFFERIES LLC
May 27, 1999 - May 25, 2006
GOLDMAN SACHS & CO. LLC
August 2, 1995 - May 19, 1999
J.P. MORGAN SECURITIES LLC
April 28, 1993 - August 31, 1993
O'CONNOR & ASSOCIATES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 6/6/2025
Operations Professional ExaminationSeries 57TO
Date: 7/28/2020
Securities Trader ExamSeries 55
Date: 4/25/2000
Limited Representative-Equity Trader ExamFINRA
Current Firm
IMC EXECUTION SERVICES
CRD#: 301273 / SEC#: , 8-70343
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
