CD
Christopher J. Dagnault
TALCOTT RESOLUTION DISTRIBUTION COMPANY
Hartford, CT 06103
Some features on this profile are disabled
CRD#: 2311161
CD
Professional summary
Christopher John Dagnault, who also goes by Chris John Dagnault, is a registered financial professional currently at TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC. located in Hartford, Connecticut.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 1995. Christopher has worked at 5 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 51 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Chris John Dagnault
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Christopher John Dagnault's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 16, 2009 - Present
TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC.
Office #1: One American Row, Hartford, CT 06103BD
CRD#: 37819
Hartford, CT
Past
October 23, 2009 - January 31, 2013
HARTFORD FUNDS DISTRIBUTORS, LLC
BD
CRD#: 45995
WOODBURY, MN
Past
October 14, 2004 - October 1, 2014
HIMCO DISTRIBUTION SERVICES COMPANY
BD
CRD#: 6604
WOODBURY, MN
Past
August 24, 1995 - August 31, 2004
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
August 24, 1995 - August 31, 2004
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/28/2013)
RR
Alaska(6/28/2013)
RR
Arizona(6/28/2013)
RR
Arkansas(6/28/2013)
RR
California(6/28/2013)
RR
Colorado(6/28/2013)
RR
Connecticut(6/28/2013)
RR
Delaware(6/28/2013)
RR
District of Columbia(6/28/2013)
RR
Florida(6/28/2013)
RR
Georgia(6/28/2013)
RR
Hawaii(6/28/2013)
RR
Idaho(6/28/2013)
RR
Illinois(6/28/2013)
RR
Indiana(6/28/2013)
RR
Iowa(6/28/2013)
RR
Kansas(6/28/2013)
RR
Kentucky(6/28/2013)
RR
Louisiana(6/28/2013)
RR
Maine(6/28/2013)
RR
Maryland(6/28/2013)
RR
Massachusetts(6/28/2013)
RR
Michigan(6/28/2013)
RR
Minnesota(12/16/2009)
RR
Mississippi(6/28/2013)
RR
Missouri(6/28/2013)
RR
Montana(6/28/2013)
RR
Nebraska(6/28/2013)
RR
Nevada(6/28/2013)
RR
New Hampshire(6/28/2013)
RR
New Jersey(6/28/2013)
RR
New Mexico(6/28/2013)
RR
New York(6/28/2013)
RR
North Carolina(6/28/2013)
RR
North Dakota(6/28/2013)
RR
Ohio(6/28/2013)
RR
Oklahoma(6/28/2013)
RR
Oregon(6/28/2013)
RR
Pennsylvania(6/28/2013)
RR
Rhode Island(6/28/2013)
RR
South Carolina(6/28/2013)
RR
South Dakota(6/28/2013)
RR
Tennessee(6/28/2013)
RR
Texas(6/28/2013)
RR
Utah(6/28/2013)
RR
Vermont(6/28/2013)
RR
Virginia(6/28/2013)
RR
Washington(6/28/2013)
RR
West Virginia(6/28/2013)
RR
Wisconsin(6/28/2013)
RR
Wyoming(6/28/2013)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TR
TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC.
HARTFORD SECURITIES DISTRIBUTION COMPANY, INC. | TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC.
CRD#: 37819 / SEC#: , 8-48097
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
One American Row, Hartford, CT 06103
Mailing Address
One American Row, Hartford, CT 06103
Phone number
(860) 791-0000
Established
Connecticut since 08/24/1994
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TALCOTT HOLDINGS, LP | PARENT OF APPLICANT | |
| CONNER, CHRISTOPHER SCOTT | CHIEF COMPLIANCE OFFICER AND DIRECTOR | 2239639 |
| DAGNAULT, CHRISTOPHER JOHN | CEO, PRESIDENT AND DIRECTOR | 2311161 |
| MATTHEWS, STILA HSUANPING | AML OFFICER AND ASSISTANT SECRETARY | 5745148 |
| ROSA, ANTONIO T JR | FINOP, CFO AND TREASURER | 6963656 |
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
