Deanne S. Keck

CETERA INVESTMENT ADVISERS LLC

ST. LOUIS, MO 63127

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CRD#: 2311153

Professional summary

Deanne Sims Keck, who also goes by Deanne Dennis, Deanne Suzette Finn, Deanne Finn, Deanne Sims, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in St. Louis, Missouri and CETERA FINANCIAL SPECIALISTS LLC located in St. Louis, Missouri.

Deanne is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Deanne has worked at 13 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Deanne Dennis | Deanne Suzette Finn | Deanne Finn | Deanne Sims

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) MSMF WEALTH MANAGEMENT, INVESTMENT RELATED, ADDRESS SAME AS REGISTERED BRANCH, WEALTH MANAGEMENT CLIENT SERVICE ASSOCIATE, HELP ADVISORS WITH PAPERWORK, PREPARING AND EXECUTING, SCHEDULING CLIENT CALLS, PREPARE REVIEW MEETINGS, 40H/WEEK, SINCE 03/2021

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Deanne Sims Keck's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 7, 2021 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 3660 S. Geyer Road Suite 200, St. Louis, MO 63127

RIA

CRD#: 105644

ST. LOUIS, MO

Current

May 7, 2021 - Present

CETERA FINANCIAL SPECIALISTS LLC

Office #1: 3660 S. Geyer Road Suite 200, St. Louis, MO 63127

CRD#: 10358

St. Louis, MO

Past

July 2, 2020 - February 24, 2021

RBC CAPITAL MARKETS, LLC

RIA

CRD#: 31194

St. Louis, MO

Past

June 25, 2020 - February 24, 2021

RBC CAPITAL MARKETS, LLC

CRD#: 31194

St. Louis, MO

Past

May 8, 2017 - June 26, 2020

MORGAN STANLEY

RIA

CRD#: 149777

ST. LOUIS, MO

Past

May 8, 2017 - June 26, 2020

MORGAN STANLEY

CRD#: 149777

ST. LOUIS, MO

Past

April 13, 2016 - November 8, 2016

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

EVANSVILLE, IN

Past

April 12, 2016 - November 8, 2016

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

EVANSVILLE, IN

Past

November 2, 2015 - April 8, 2016

INVESTMENT CENTERS OF AMERICA, INC.

RIA

CRD#: 16443

Evansville, IN

Past

November 2, 2015 - April 8, 2016

INVESTMENT CENTERS OF AMERICA, INC.

CRD#: 16443

Evansville, IN

Past

November 4, 2013 - November 6, 2015

INVESTMENT PROFESSIONALS, INC.

RIA

CRD#: 30184

EVANSVILLE, IN

Past

November 4, 2013 - November 6, 2015

INVESTMENT PROFESSIONALS, INC.

CRD#: 30184

EVANSVILLE, IN

Past

May 18, 2007 - November 8, 2013

FIFTH THIRD SECURITIES, INC.

RIA

CRD#: 628

EVANSVILLE, IN

Past

April 20, 2005 - November 8, 2013

FIFTH THIRD SECURITIES, INC.

CRD#: 628

EVANSVILLE, IN

Past

February 2, 2005 - April 14, 2005

FIDUCIAL INVESTMENT ADVISORS, INC.

CRD#: 44792

COLUMBIA, MD

Past

November 26, 2004 - February 5, 2005

BROAD STREET CAPITAL MARKETS, LLC

CRD#: 104026

HOLMDEL, NJ

Past

June 13, 2000 - November 12, 2002

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

Past

March 29, 1999 - June 16, 2000

INVEST FINANCIAL CORPORATION

CRD#: 12984

APPLETON, WI

Past

March 3, 1999 - March 16, 1999

INVEST FINANCIAL CORPORATION

CRD#: 12984

Past

August 6, 1997 - March 3, 1999

J.J.B. HILLIARD, W.L. LYONS, LLC

CRD#: 453

LOUISVILLE, KY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Missouri
(5/7/2021)

IAR

Missouri
(5/7/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/8/2007

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/14/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/22/1997

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Deanne S. Keck

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Deanne Sims Keck's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA FINANCIAL SPECIALISTS LLC

RBC CAPITAL MARKETS, LLC

RBC CAPITAL MARKETS, LLC

MORGAN STANLEY

MORGAN STANLEY

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

INVESTMENT CENTERS OF AMERICA, INC.

INVESTMENT CENTERS OF AMERICA, INC.

INVESTMENT PROFESSIONALS, INC.

INVESTMENT PROFESSIONALS, INC.

FIFTH THIRD SECURITIES, INC.

FIFTH THIRD SECURITIES, INC.

FIDUCIAL INVESTMENT ADVISORS, INC.

BROAD STREET CAPITAL MARKETS, LLC

EDWARD JONES

INVEST FINANCIAL CORPORATION

INVEST FINANCIAL CORPORATION

J.J.B. HILLIARD, W.L. LYONS, LLC

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/8/2007

Series 63

Date: 8/14/1997

SIE

Date: 10/1/2018

Series 7

Date: 7/22/1997

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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