SH
Stewart F. Hescheles
KESTRA INVESTMENT SERVICES
Morristown, NJ 07960
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CRD#: 2310792
SH
Professional summary
Stewart Frederic Hescheles is a registered financial professional currently at KESTRA INVESTMENT SERVICES, LLC located in Morristown, New Jersey.
Stewart is registered as a RR (Registered Representative) and started their career in finance in 1993. Stewart has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. STEWART F. HESCHELES, INSURANCE SALES, INSURANCE BROKER, NON-INVESTMENT RELATED, START 05/1992, 75% OF TIME DEVOTED TO ACTIVITY, LIFE & HEALTH INSURANCE SALES 2. LIFESPRING FINANCIAL INC, DBA, INSURANCE SALES, SALES LIFE AND HEALTH INSURANCE PRODUTS START 05/1992 3. SEM ASSOCIATES, LLC REAL ESTATE INVESTMENT COMPANY, Keasbey, NY, 33.3% OWNER SINCE 2012. THE OTHER 66.6% OWNERS ARE CLIENTS. SEM LLC, OWNS THE FOLLOWING ALL OF WHICH ARE NON-INVESTMENT RELATED: a.EAST HARLEM INVESTORS LLC 5% OR LESS OWNERSHIP b.PSG CREDIT OPPORTUNITIES I & II 10% OR LESS OWNERSHIP c.LAKEHOUSE II 5% OR LESS OWNERSHIP d.NEW BRUNSWICK HOLDINGS LLC, 5% OR LESS OWNERSHIP 4. GHHL LLC, 75% OWNER THROUGH SEM ASSOCIATES, GHHL OWNS THE FOLLOWING REAL ESTATE WHICH ARE ALL NON-INVESTMENT RELATED: a.SP UPTOWN LLC (COMMERCIAL PROPERTY) West Harlem, NY 5% OR LESS OWNERSHIP b.55 HARBOR PARK DRIVE, PORT WASHINGTON NY (COMMERCIAL PROPERTY) 5% OR LESS OWNERSHIP c.747 4TH AVENUE BROOKLYN (COMMERCIAL PROPERTY) 5% OR LESS OWNERSHIP 5.FF DORADO INVESTORS LLC, WEST PALM BEACH, FL SINCE 11/2007 (COMMERCIAL PROPERTY), 5% OR LESS OWNERSHIP, NON-INVESTMENT RELATED 6.RAHWAY LLC, RAHWAY NJ (COMMERCIAL PROPERTY), 5% OR LESS OWNERSHIP, NON-INVESTMENT RELATED 7.AC 1700 ALTON MEMBER LLC, MIAMI, FL (COMMERCIAL PROPERTY) 5% OR LESS OWNERSHIP, NON-INVESTMENT RELATED 8.SP IRVING LLC, MEMBER, NEW YORK, NY (COMMERCIAL PROPERTY), 5% OR LESS OWNERSHIP, NON-INVESTMENT RELATED 9.HUB AT MORRELL, LLC, NEW BRUNSWICK, NJ (RESIDENTIAL PROPERTY), 5.4945% OWNERSHIP, NON-INVESTMENT RELATED 10.CHARLES GARAGE, LLC, NEW YORK, NY (COMMERCIAL PROPERTY), 5% OR LESS OWNERSHIP, NON-INVESTMENT REALTED 11.FORT SHERI REALTY, LLC, (COMMERCIAL PROPERTY), 5% OR LESS OWNERSHIP, NON-INVESTMENT RELATED 12.7132 QUEENFERRY, LLC, Boca Raton, FL 100% OWNER, NORTH HILLS, NY (RESIDENTIAL PROPERTY), NON-INVESTMENT RELATED, SINCE 2017 13.SGC ROOTS II LLC, OWNERSHIP 5% OR LESS, (CANNABIS DISTRIBUTION), NON-INVESTMENT RELATED, SINCE 2009 14.SGC LIBERTY HOLDINGS LLC, OWNERSHIP 5% OR LESS (CANNIBIS DISTRIBUTION), NON-INVESTMENT RELATED, SINCE 2009 15.SJF CAPITAL LLC, 50% OWNER WITH THREE CLIENTS AS OTHER OWNERS. THIS LLC INVESTS IN THE FOLLOWING NON-INVESTMENT RELATED BUSINESS: a.SGC LIBERTY HOLDINGS OWNERSHIP OF 5% OR LESS 16.LANDMARK DEERFIELD LLC, DEERFIELD BEACH, FL (COMMERCIAL PROPERTY) OWNERSHIP OF 5% OR LESS, NON-INVESTMENT RELATED 17.PSG PG MALL OZ FUND, LLC, HYATTSVILLE, MD (COMMERCIAL PROPERTY), OWNERSHIP OF 5% OR LESS, NON-INVESTMENT RELATED 18. 11 S Dupont Oz Fund LLC, Member since 9/2023, Business Investment, 6711 Columbia Gateway Dr, Suite 130, Columbia, MD, passive investor in entity that is building a self storage facility, 0 hours, investment related. 19. 1490 West Bay Holdings LLC, 6711 Columbia Gateway Dr, Suite 130, Columbia, MD, passive investor in entity that is building a self storage facility, 0 hours, investment related.
CRS (Client Relationship Summary) - BD
Click below to view Stewart Frederic Hescheles's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 29, 2024 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 161 Madison Avenue Suite 200, Morristown, NJ 07960BD
CRD#: 42046
Morristown, NJ
Past
March 17, 2015 - January 31, 2024
CADARET, GRANT & CO., INC.
RIA
CRD#: 10641
Boca Raton, FL
Past
March 16, 2015 - January 31, 2024
CADARET, GRANT & CO., INC.
BD
CRD#: 10641
Boca Raton, FL
Past
August 27, 2001 - March 23, 2015
PARK AVENUE SECURITIES LLC
RIA
CRD#: 46173
PARAMUS, NJ
Past
May 3, 1999 - March 23, 2015
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
PARAMUS, NJ
Past
February 23, 1995 - May 3, 1999
GUARDIAN INVESTOR SERVICES LLC
BD
CRD#: 6635
NEW YORK, NY
Past
January 5, 1995 - December 31, 1996
CADARET, GRANT & CO., INC.
BD
CRD#: 10641
SYRACUSE, NY
Past
January 19, 1993 - January 5, 1995
GUARDIAN INVESTOR SERVICES LLC
BD
CRD#: 6635
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/29/2024)
RR
Arkansas(1/29/2024)
RR
California(1/29/2024)
RR
Colorado(1/29/2024)
RR
Connecticut(1/29/2024)
RR
Florida(1/29/2024)
RR
Idaho(2/21/2024)
RR
Massachusetts(1/29/2024)
RR
Minnesota(1/29/2024)
RR
Nevada(1/29/2024)
RR
New Jersey(1/29/2024)
RR
New York(1/29/2024)
RR
Pennsylvania(1/29/2024)
RR
South Carolina(1/29/2024)
RR
Texas(1/29/2024)
RR
Utah(1/29/2024)
RR
Vermont(1/29/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KI
KESTRA INVESTMENT SERVICES, LLC
KESTRA INVESTMENT SERVICES, LLC | PARTNERS SECURITIES, INC. | NFP SECURITIES, INC. | NFP SECIRITIES, INC. | NFP ADVISOR SERVICES, LLC | NFP ADVISOR SERVICES
CRD#: 42046 / SEC#: , 8-49672
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information
Main Address
5707 Southwest Parkway 2-125, Austin, TX 78746
Mailing Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Phone number
(844) 553-7872
Established
Texas since 09/01/2014
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KESTRA FINANCIAL, INC | SOLE MEMBER | |
| AMORE, JOHN VINCENT | PRESIDENT | 5430932 |
| CHESTER, KRISTEN LAWLESS | CHIEF OPERATING OFFICER, EXECUTIVE VICE PRESIDENT | 6896952 |
| KANT, VINAY | CHIEF DIGITAL TECHNOLOGY OFFICER | 7976827 |
| PEDLOW, MICHAEL ROSS | CHIEF COMPLIANCE OFFICER, EXECUTIVE VICE PRESIDENT | 4871563 |
| POER, JAMES LYNN | CHIEF EXECUTIVE OFFICER | 1983357 |
| SCHOENBECK, MARK PAUL | EXECUTIVE VICE PRESIDENT | 2625829 |
| YIN, YIN | CONTROLLER | 3219513 |
| ZEGERS, SCOTT MATTHEW | CHIEF FINANCIAL OFFICER | 4831659 |
Disclosures
| Regulatory Event | 14 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
