John G. Saunders

SCS ASSET MANAGEMENT,

Lutz, FL 33549

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CRD#: 2310755

Professional summary

John Gilbert Saunders is a registered financial advisor currently at SCS ASSET MANAGEMENT, INC located in Lutz, Florida.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. John has worked at 2 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 3 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SCS ASSET MANAGEMENT, INC 17888 N US HIGHWAY 41, LUTZ, FL 33549, STARTED 1/2004 INVESTMENT ADVISOR PRESIDENT 160 HOURS PER MONTH/160 HOURS PER MONTH SAUNDERS Asset Mgt Inc. 17888 North US Hwy 41, Lutz, FL 33549, STARTED 11/2004 INSURANCE PRODUCTS and Pension Plan consulting President 80 HOURS PER MONTH/80 HOURS PER MONTH INSURANCE & Pension Consulting

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Gilbert Saunders's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 12, 2004 - Present

SCS ASSET MANAGEMENT, INC

Office #1: 17872 Us Highway 41 N, Lutz, FL 33549

RIA

CRD#: 132450

Lutz, FL

Past

October 2, 2002 - January 22, 2013

SECURITIES RESEARCH, INC. OF FLORIDA

RIA

CRD#: 6516

Lutz, FL

Past

August 20, 2002 - November 26, 2019

SECURITIES RESEARCH, INC. OF FLORIDA

CRD#: 6516

Lutz, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Alabama
(1/20/2017)

IAR

Florida
(11/12/2004)

IAR

Tennessee
(5/9/2019)

IAR

Texas
(10/19/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/21/2002

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 6/19/2002

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/19/2002

General Securities Representative Examination

General Industry/Product Exam

Series 3

Date: 12/22/1992

National Commodity Futures Examination

Current Firm

SCS ASSET MANAGEMENT, INC

SAUNDERS, COOK & SEARLE ASSET MANAGEMENT, CORP. | SCS ASSET MANAGEMENT, LLC | SCS ASSET MANAGEMENT, INC | SCS ASSET MANAGEMENT

CRD#: 132450 / SEC#:

Alabama

Registered Investment Advisory firm - (1/19/2017 Approved)

Florida

Registered Investment Advisory firm - (11/15/2004 Approved)

Tennessee

Registered Investment Advisory firm - (5/8/2019 Approved)

Texas

Registered Investment Advisory firm - (10/19/2016 Conditional Restricted)

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Contact information

Main Address

17872 Us Highway 41 N, Lutz, FL 33549

Mailing Address

Po Box 719, Lutz, FL 33548

Phone number

(813) 875-5800

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	74
AUM (Assets Under Management)	$ 29,567,072

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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John G. Saunders

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Gilbert Saunders's CRS (Customer Relationship Summary).

Certified licenses

Experience

SCS ASSET MANAGEMENT, INC

SECURITIES RESEARCH, INC. OF FLORIDA

SECURITIES RESEARCH, INC. OF FLORIDA

State Registrations and Notice Filings

Exams

Series 63

Date: 10/21/2002

Series 65

Date: 6/19/2002

SIE

Date: 10/1/2018

Series 7

Date: 8/19/2002

Series 3

Date: 12/22/1992

Current Firm

SCS ASSET MANAGEMENT, INC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SCS ASSET MANAGEMENT, INC

TRUST BUT VERIFY

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