Matthew J. Minogue
Professional summary
Matthew Joseph Minogue is a registered financial professional currently at SUSQUEHANNA FINANCIAL GROUP, LLLP located in New York, New York.
Matthew is registered as a RR (Registered Representative) and started their career in finance in 1993. Matthew has worked at 3 firms and has passed the Series 63, Series 72, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Matthew Joseph Minogue's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 5, 2009 - Present
SUSQUEHANNA FINANCIAL GROUP, LLLP
Office #1: 30 Hudson Yards 16th Floor, New York, NY 10001January 7, 2005 - August 5, 2009
FHN FINANCIAL SECURITIES CORP.
January 26, 1993 - January 7, 2005
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/14/2009)
(8/5/2009)
(10/17/2016)
(8/5/2009)
(2/10/2022)
(2/10/2022)
(2/10/2022)
(1/7/2020)
(8/5/2009)
(2/10/2022)
(8/5/2009)
(2/10/2022)
(9/9/2009)
(8/5/2009)
(8/7/2009)
(8/17/2009)
(2/10/2022)
Exams
Series 72
Date: 1/2/2023
Government Securities Representative ExaminationCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
NYSE Arca, Inc.
Nasdaq BX, Inc.
Nasdaq Stock Market
Current Firm
SUSQUEHANNA FINANCIAL GROUP, LLLP
CRD#: 35865 / SEC#: , 8-44325
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 12 |
Red Flags
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