Stephen B. Evensen
Professional summary
Stephen Boland Evensen, who also goes by Steve B. Evensen, Steve Evensen, is a registered financial professional currently at FHN FINANCIAL SECURITIES CORP. located in Houston, Texas.
Stephen is registered as a RR (Registered Representative) and started their career in finance in 1993. Stephen has worked at 9 firms and has passed the Series 63, Series 50, Series 52TO, Series 57TO, SIE, Series 55, Series 7, Series 6, Series 54, Series 24, Series 53, Series 14 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Stephen Boland Evensen's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 1, 2017 - Present
FHN FINANCIAL SECURITIES CORP.
Office #1: 920 Memorial City Way 11th Floor, Houston, TX, 77024May 8, 2013 - April 1, 2017
COASTAL SECURITIES, INC.
May 5, 2009 - December 18, 2012
GOLDEN BENEFICIAL SECURITIES CORPORATION
September 26, 2007 - December 16, 2008
USF SECURITIES, L.P.
August 2, 2004 - October 3, 2007
AMERICAN GENERAL SECURITIES INCORPORATED
April 29, 2003 - July 6, 2004
NEXT FINANCIAL GROUP, INC.
January 10, 2003 - February 6, 2003
FISERV INVESTOR SERVICES, INC.
June 7, 2000 - December 31, 2000
ADVANTAGE CAPITAL CORPORATION
November 30, 1993 - August 26, 1999
ADVANTAGE CAPITAL CORPORATION
July 15, 1993 - December 16, 1993
AMERICAN CAPITAL MARKETING, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/1/2017)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 6/25/2009
Limited Representative-Equity Trader ExamFINRA
Current Firm
FHN FINANCIAL SECURITIES CORP.
CRD#: 46346 / SEC#: , 8-51393
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIRST HORIZON BANK | SHAREHOLDER | |
| BUCK, WILLIAM JAMES II | PRINCIPAL OPERATING OFFICER | 3129662 |
| DABROWSKI, MARK GERARD | CHIEF COMPLIANCE OFFICER | 2065647 |
| GRIFFIN, MARK DANIEL | SVP, RISK CONTROL MANAGER | 7462222 |
| JACKSON, JEFF BRIAN | SVP/ TRADING MANAGER | 2777631 |
| RITCHESON, DONALD ALLEN | PRINCIPAL FINANCIAL OFFICER / CFO | 2360009 |
| ROMANOW, TIMOTHY MARK | PRESIDENT/CEO | 2533445 |
| WADDELL, MICHAEL KNOX | EVP, DIRECTOR / CHIEF ADMINISTRATIVE OFFICER/SECRETARY | 5657529 |
Disclosures
| Regulatory Event | 7 |
| Arbitration | 1 |
Red Flags
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