Andi Kim
Professional summary
Andi Kim, CFA, who also goes by Myeongseok Kim, is a registered financial advisor currently at POSITIVE DELTA ASSET MANAGEMENT LLC located in Los Angeles, California.
Andi is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Andi has worked at 7 firms and has passed the Series 63, Series 11, Series 34 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Andi Kim's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 4, 2005 - Present
POSITIVE DELTA ASSET MANAGEMENT LLC
Office #1: 3255 Wilshire Blvd. Suite 1100, Los Angeles, CA 90010July 13, 2020 - May 10, 2022
THINK WEALTH, LLC
November 22, 2013 - January 11, 2015
CKP WEALTH MANAGEMENT, LLC
September 26, 2013 - December 3, 2013
ACE DIVERSIFIED CAPITAL, INC.
February 21, 2013 - January 29, 2014
MONT BLANC ASSET, INC.
May 26, 1993 - December 19, 1994
TD AMERITRADE, INC.
January 8, 1993 - May 14, 1993
HANMI SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/4/2005)
Exams
Series 11
Date: 9/26/2013
Assistant Representative-Order Processing Qualification ExamCurrent Firm
POSITIVE DELTA ASSET MANAGEMENT LLC
CRD#: 134775 / SEC#: 801-69722
Contact information
Regulatory assets under management
| Total Number of Accounts | 109 |
| AUM (Assets Under Management) | $ 28,800,658 |
Red Flags
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