Dennis M. Grosse
Professional summary
Dennis Martin Grosse, who also goes by Denny Grosse, is a registered financial professional currently at CAMBRIDGE INVESTMENT RESEARCH, INC. located in Three Oaks, Michigan.
Dennis is registered as a RR (Registered Representative) and started their career in finance in 1973. Dennis has worked at 11 firms and has passed the Series 63, Series 7TO, SIE, Series 1 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Dennis Martin Grosse's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 16, 2015 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 9 S Elm St. Ste. 5, Three Oaks, MI 49128May 25, 2011 - June 17, 2015
THE O.N. EQUITY SALES COMPANY
January 31, 2006 - May 26, 2011
SUNSET FINANCIAL SERVICES, INC.
September 28, 2004 - February 8, 2006
NEXT FINANCIAL GROUP, INC.
September 10, 1996 - September 29, 2004
SUNSET FINANCIAL SERVICES, INC.
July 15, 1992 - September 10, 1996
LOCUST STREET SECURITIES, INC.
January 16, 1990 - July 21, 1992
OSAIC FS, INC.
August 1, 1988 - January 27, 1990
AEGON USA SECURITIES INC.
March 2, 1976 - November 17, 1988
HIMCO DISTRIBUTION SERVICES COMPANY
April 8, 1974 - April 11, 1976
TOWER SQUARE SECURITIES, INC.
December 24, 1973 - April 21, 1974
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
December 24, 1973 - April 21, 1974
OSAIC FA, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/16/2015)
(2/2/2022)
(6/16/2015)
(6/16/2015)
(1/4/2021)
(6/16/2015)
(1/28/2022)
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 1
Date: 12/14/1973
Registered Representative ExaminationFINRA
Current Firm
CAMBRIDGE INVESTMENT RESEARCH, INC.
CRD#: 39543 / SEC#: , 8-48740
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CAMBRIDGE INVESTMENT GROUP, INC. | SHAREHOLDER/HOLDING COMPANY | |
| BELL, COLLEEN MCGUIRE | PRESIDENT INNOVATION AND EXPERIENCE; DIRECTOR | 5077188 |
| BOEN, RYAN | EVP, CHIEF FINANCIAL OFFICER/FINOP, PRINCIPAL OPERATIONS OFFICER | 7842316 |
| KUHLMAN, RICHARD HENRY | SVP, CHIEF LEGAL OFFICER | 7076563 |
| MILLER, SETH AARON | PRESIDENT ADVOCACY & ADMINISTRATION; GENERAL COUNSEL; DIRECTOR | 5495508 |
| ROBBINS, TAMMY ANN | EXECUTIVE VICE PRESIDENT/CHIEF BUSINESS DEVELOPMENT OFFICER | 3125668 |
| ROLLINS, EDDIE THOMAS | EXECUTIVE VICE PRESIDENT, MANAGING DIRECTOR - BRIDGEPORT | 1523500 |
| SHAFER, ANDREA LYNN | EVP, CHIEF SUPERVISION OFFICER | 5448499 |
| STONE, CARLA JEAN | FIRST VICE PRESIDENT, FINANCE/CHIEF ACCOUNTING OFFICER | 3193985 |
| TURNER, GREGORY WALTER | EVP, CONSULTING SERVICES | 3144311 |
| VEST, VALARIE KNOBLOCK | EVP, CHIEF EXPERIENCE OFFICER | 3074142 |
| VIVACQUA, JEFFREY FRANCIS | PRESIDENT GROWTH AND DEVELOPMENT; DIRECTOR | 2608892 |
| WEBBER, AMY LYNN | CEO, SECRETARY; DIRECTOR | 1812670 |
| YOUHN, STEPHEN MICHAEL | CHIEF COMPLIANCE OFFICER | 1414691 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CAMBRIDGE INVESTMENT RESEARCH, INC.
CRD#: 39543Three Oaks, MI 49128TRUST BUT VERIFY
Monitor Dennis Grosse
Get automatic monthly alerts on:
