Edward Berry

GREENSHIELDS CAPITAL LLC

El Segundo, CA 90245

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CRD#: 2309361

Professional summary

Edward Berry, who also goes by Eddie Berry, is a registered financial advisor currently at GREENSHIELDS CAPITAL LLC located in El Segundo, California.

Edward is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Edward has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Eddie Berry

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.YOUTH AWAKENING MINISTRIES, PO BOX 27941, SANTA ANA, CA, 10/2011 AS PRESIDENT/FOUNDER OF NON-PROFIT. NIR - 15/WK - 0/TRADING. 2.GREENSHIELDS CAPITAL LLC, 840 APOLLO ST, STE 314, EL SEGUNDO, CA, 4/2017 AS INVESTMENT ADVISOR REPRESENTATIVE OF A RIA. INV REL - 50/WK - 40/TRADING.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Edward Berry's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 19, 2017 - Present

GREENSHIELDS CAPITAL LLC

Office #1: 840 Apollo St. Suite 314, El Segundo, CA 90245

RIA

CRD#: 284814

El Segundo, CA

Past

January 6, 2017 - December 31, 2017

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

El Segundo, CA

Past

May 14, 2007 - January 5, 2017

QUESTAR ASSET MANAGEMENT, INC.

RIA

CRD#: 133358

NEWPORT BEACH, CA

Past

March 30, 2007 - January 5, 2017

QUESTAR CAPITAL CORPORATION

CRD#: 43100

EL SEGUNDO, CA

Past

May 11, 2000 - July 18, 2000

PROVIDENTIAL SECURITIES, INC.

CRD#: 31189

FOUNTAIN VALLEY, CA

Past

January 20, 2000 - May 10, 2000

NATIONAL CAPITAL SECURITIES, INC.

CRD#: 37702

OKLAHOMA CITY, OK

Past

July 23, 1997 - December 31, 1999

CADARET, GRANT & CO., INC.

CRD#: 10641

SYRACUSE, NY

Past

September 6, 1996 - July 21, 1997

E*OFFERING

CRD#: 36717

SAN FRANCISCO, CA

Past

August 18, 1995 - September 10, 1996

H.J. MEYERS & CO., INC.

CRD#: 15609

ROCHESTER, NY

Past

May 12, 1993 - August 18, 1995

GRUNTAL & CO., L.L.C.

CRD#: 372

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GREENSHIELDS CAPITAL LLC

GREENSHIELDS CAPITAL LLC | GREENSHIELDS PLAN ADVISORY

CRD#: 284814 / SEC#: 801-121739

RIA

Registered Investment Advisory firm - (8/18/2021 Approved)

California

Registered Investment Advisory firm - (10/16/2021 Terminated)

Florida

Registered Investment Advisory firm - (9/16/2021 Terminated)

Louisiana

Registered Investment Advisory firm - (9/27/2021 Terminated)

Texas

Registered Investment Advisory firm - (9/16/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(4/19/2017)

IAR

Texas
(5/1/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/11/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/24/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/31/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/15/2009

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/29/2007

Investment Company Products/Variable Contracts Representative Examination

Current Firm

GREENSHIELDS CAPITAL LLC

GREENSHIELDS CAPITAL LLC | GREENSHIELDS PLAN ADVISORY

CRD#: 284814 / SEC#: 801-121739

RIA

Registered Investment Advisory firm - (8/18/2021 Approved)

California

Registered Investment Advisory firm - (10/16/2021 Terminated)

Florida

Registered Investment Advisory firm - (9/16/2021 Terminated)

Louisiana

Registered Investment Advisory firm - (9/27/2021 Terminated)

Texas

Registered Investment Advisory firm - (9/16/2021 Terminated)

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Contact information

Main Address

840 Apollo St. Suite 314, El Segundo, CA 90245

Mailing Address

Phone number

(310) 775-2136

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (3/11/2025)

Regulatory assets under management

Total Number of Accounts	350
AUM (Assets Under Management)	$ 177,482,041

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Edward Berry

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Edward Berry's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAMBRIDGE INVESTMENT RESEARCH, INC.

QUESTAR ASSET MANAGEMENT, INC.

QUESTAR CAPITAL CORPORATION

PROVIDENTIAL SECURITIES, INC.

NATIONAL CAPITAL SECURITIES, INC.

CADARET, GRANT & CO., INC.

E*OFFERING

H.J. MEYERS & CO., INC.

GRUNTAL & CO., L.L.C.

Primary Firm SEC Registration

GREENSHIELDS CAPITAL LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/11/2007

Series 63

Date: 4/24/2007

SIE

Date: 12/31/2017

Series 7

Date: 4/15/2009

Series 6

Date: 3/29/2007

Current Firm

GREENSHIELDS CAPITAL LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GREENSHIELDS CAPITAL LLC

TRUST BUT VERIFY

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