Angela T. Clark
Professional summary
Angela T Clark, who also goes by Angela Therese Clark, Angela Theresa Companik, Angela Theresa Clark, Angela T Companik, Angela Companik, is a registered financial professional currently at CAMBRIDGE INVESTMENT RESEARCH, INC. located in Flossmoor, Illinois.
Angela is registered as a RR (Registered Representative) and started their career in finance in 1994. Angela has worked at 20 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Angela T Clark's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 15, 2024 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 1835 Dixie Hwy. Ste. 101, Flossmoor, IL 60422March 11, 2024 - October 16, 2024
INDEPENDENT FINANCIAL GROUP, LLC
September 20, 2023 - March 1, 2024
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
January 6, 2022 - June 1, 2022
LION STREET FINANCIAL, LLC
May 11, 2021 - July 14, 2021
MORGAN STANLEY
May 4, 2021 - July 14, 2021
MORGAN STANLEY
August 21, 2020 - September 1, 2020
FOURSTAR WEALTH ADVISORS, LLC
February 19, 2020 - August 12, 2020
GREAT LAKES ADVISORS, LLC
October 28, 2019 - February 21, 2020
WINTRUST INVESTMENTS LLC
September 19, 2019 - February 21, 2020
WINTRUST INVESTMENTS LLC
April 13, 2016 - May 7, 2019
J.P. MORGAN SECURITIES LLC
April 12, 2016 - May 7, 2019
J.P. MORGAN SECURITIES LLC
July 18, 2014 - December 23, 2015
LPL FINANCIAL LLC
July 18, 2014 - December 23, 2015
LPL FINANCIAL LLC
September 6, 2013 - September 17, 2013
OPPENHEIMER & CO. INC.
August 9, 2013 - September 17, 2013
OPPENHEIMER & CO. INC.
November 20, 2012 - April 2, 2013
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
November 15, 2012 - April 2, 2013
RAYMOND JAMES FINANCIAL SERVICES, INC.
April 5, 2012 - February 11, 2013
ROTHSCHILD INVESTMENT LLC
September 15, 2009 - February 6, 2012
MORGAN STANLEY
June 1, 2009 - February 6, 2012
MORGAN STANLEY
April 2, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
March 1, 2007 - April 2, 2007
MORGAN STANLEY DW INC.
January 23, 2004 - February 16, 2007
WILLIAM BLAIR
February 25, 2003 - January 5, 2004
WINTRUST INVESTMENTS LLC
February 11, 2002 - February 7, 2003
CHICAGO INVESTMENT GROUP, LLC
February 27, 1995 - May 15, 1996
ROBERT W. BAIRD & CO. INCORPORATED
August 16, 1994 - November 21, 1994
GRUNTAL & CO., L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/18/2024)
(10/15/2024)
Exams
FINRA
Current Firm
CAMBRIDGE INVESTMENT RESEARCH, INC.
CRD#: 39543 / SEC#: , 8-48740
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CAMBRIDGE INVESTMENT GROUP, INC. | SHAREHOLDER/HOLDING COMPANY | |
| BELL, COLLEEN MCGUIRE | PRESIDENT INNOVATION AND EXPERIENCE; DIRECTOR | 5077188 |
| BOEN, RYAN | EVP, CHIEF FINANCIAL OFFICER/FINOP, PRINCIPAL OPERATIONS OFFICER | 7842316 |
| KUHLMAN, RICHARD HENRY | SVP, CHIEF LEGAL OFFICER | 7076563 |
| MILLER, SETH AARON | PRESIDENT ADVOCACY & ADMINISTRATION; GENERAL COUNSEL; DIRECTOR | 5495508 |
| ROBBINS, TAMMY ANN | EXECUTIVE VICE PRESIDENT/CHIEF BUSINESS DEVELOPMENT OFFICER | 3125668 |
| ROLLINS, EDDIE THOMAS | EXECUTIVE VICE PRESIDENT, MANAGING DIRECTOR - BRIDGEPORT | 1523500 |
| SHAFER, ANDREA LYNN | EVP, CHIEF SUPERVISION OFFICER | 5448499 |
| STONE, CARLA JEAN | FIRST VICE PRESIDENT, FINANCE/CHIEF ACCOUNTING OFFICER | 3193985 |
| TURNER, GREGORY WALTER | EVP, CONSULTING SERVICES | 3144311 |
| VEST, VALARIE KNOBLOCK | EVP, CHIEF EXPERIENCE OFFICER | 3074142 |
| VIVACQUA, JEFFREY FRANCIS | PRESIDENT GROWTH AND DEVELOPMENT; DIRECTOR | 2608892 |
| WEBBER, AMY LYNN | CEO, SECRETARY; DIRECTOR | 1812670 |
| YOUHN, STEPHEN MICHAEL | CHIEF COMPLIANCE OFFICER | 1414691 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 4 |
Red Flags
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Company Information
CAMBRIDGE INVESTMENT RESEARCH, INC.
CRD#: 39543Flossmoor, IL 60422TRUST BUT VERIFY
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