David B. Hudson
Professional summary
David Brian Hudson, who also goes by David Brian Hudson, David Garry Hudson, David Hudson, is a registered financial professional currently at FIDELITY BROKERAGE SERVICES LLC located in Smithfield, Rhode Island.
David is registered as a RR (Registered Representative) and started their career in finance in 1993. David has worked at 9 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 9, Series 10 and Series 8 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Brian Hudson's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 31, 2026 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 900 Salem Street, Smithfield, RI 02917January 29, 2020 - November 15, 2024
OPPENHEIMER & CO. INC.
January 28, 2020 - November 15, 2024
OPPENHEIMER & CO. INC.
April 25, 2007 - January 22, 2020
WELLS FARGO CLEARING SERVICES, LLC
April 23, 2007 - January 22, 2020
WELLS FARGO CLEARING SERVICES, LLC
November 8, 2006 - April 5, 2007
CITIGROUP GLOBAL MARKETS INC.
November 8, 2006 - April 5, 2007
CITIGROUP GLOBAL MARKETS INC.
January 17, 2006 - October 23, 2006
OSAIC SERVICES, INC.
January 10, 2003 - January 5, 2006
WELLS FARGO CLEARING SERVICES, LLC
May 11, 2001 - November 12, 2001
PIPER SANDLER & CO.
November 10, 1999 - May 15, 2001
CIBC WORLD MARKETS CORP.
July 13, 1999 - November 3, 1999
UBS FINANCIAL SERVICES INC.
October 16, 1995 - July 28, 1999
WELLS FARGO CLEARING SERVICES, LLC
July 31, 1993 - August 22, 1995
CITIGROUP GLOBAL MARKETS INC.
March 2, 1993 - July 31, 1993
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/31/2026)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 8
Date: 5/27/1994
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
New York Stock Exchange
Current Firm
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784 / SEC#: , 8-23292
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | MEMBER | |
| BRANDNER, CLINT RYAN | CHIEF OPERATIONS OFFICER | 7209362 |
| CENATIEMPO, PHILIP J | HEAD OF STRATEGY, PLANNING & ADVICE | 4809405 |
| DYER, JANET MARIE | CO - CHIEF COMPLIANCE OFFICER | 3186352 |
| MASCIALINO, ROBERT RAYMOND | PRESIDENT/CEO/DIRECTOR | 2078086 |
| MCLAUGHLIN, KEVIN MICHAEL | CHIEF FINANCIAL OFFICER | 5392417 |
| MERKEN, GAIL RACHEL | CHIEF COMPLIANCE OFFICER | 5546717 |
| PETERSON, PAUL DAVID | HEAD OF INVESTMENT ADVISOR GROUP | 2387115 |
| STURDY, CHARLES HANCOCK | SECRETARY AND GENERAL COUNSEL |
Disclosures
| Regulatory Event | 23 |
| Arbitration | 126 |
Red Flags
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Company Information
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784Smithfield, RI 02917TRUST BUT VERIFY
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