JD
Jay B. Dworsky
ON INVESTMENT MANAGEMENT CO
Minneapolis, MN 55405
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CRD#: 2308692
JD
Professional summary
Jay Benjamin Dworsky is a registered financial advisor currently at ON INVESTMENT MANAGEMENT CO located in Minneapolis, Minnesota and THE O.N. EQUITY SALES COMPANY located in Golden Valley, Minnesota.
Jay is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Jay has worked at 5 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) DWORSKY Wealth Management; NOT INVESTMENT RELATED; 275 Market Street, Suite 54, Minneapolis, MN 55405; LIFE INSURANCE SALES; AGENT; 1991; 200 + HOURS PER MONTH ( 100 DURING SECURITY HOURS); PROSPECTING FOR LIFE INSURANCE SALES. LONG TERM CARE. 2)WISCONSIN FINANCIAL GROUP; INVESTMENT RELATED; 2923 MARKETPLACE DRIVE MADISON WI 53719; INSURANCE SALES; 200 HOURS/MONTH; PROSPECTING, OFFICE DETAIL, SALES AND EDUCATION; 3) Fraser; not investment related; 2400 West 64th Street Minneapolis MN 55423; Board Member; 08/01/2021; 2 hours/day (0 during market hours); Opine on different topics the CFO and their team are working on, We vote and give opinion as we see
CRS (Client Relationship Summary) - RIA
Click below to view Jay Benjamin Dworsky's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 11, 2013 - Present
ON INVESTMENT MANAGEMENT CO
Office #1: 275 Market Street Suite 54, Minneapolis, MN 55405RIA
CRD#: 105662
Minneapolis, MN
Current
November 13, 2012 - Present
THE O.N. EQUITY SALES COMPANY
BD
CRD#: 2936
Golden Valley, MN
Past
July 13, 2012 - June 18, 2013
WISCONSIN FINANCIAL ADVISORS, LLC
RIA
CRD#: 149220
MADISON, WI
Past
February 12, 1993 - February 14, 1994
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
BD
CRD#: 4039
Past
February 12, 1993 - February 14, 1994
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OI
ON INVESTMENT MANAGEMENT CO
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
RIA
Registered Investment Advisory firm - (11/14/1971 Approved)Alabama
Registered Investment Advisory firm - (4/15/2002 Terminated)District of Columbia
Registered Investment Advisory firm - (2/9/2001 Terminated)Georgia
Registered Investment Advisory firm - (4/15/2002 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Maine
Registered Investment Advisory firm - (4/19/2002 Terminated)Maryland
Registered Investment Advisory firm - (4/15/2002 Terminated)Michigan
Registered Investment Advisory firm - (1/8/2002 Terminated)North Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)South Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)West Virginia
Registered Investment Advisory firm - (1/31/2002 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Colorado(7/31/2023)
IAR
Florida(9/7/2022)
RR
Florida(7/31/2023)
IAR
Illinois(4/11/2013)
IAR
Maryland(2/22/2021)
RR
Minnesota(12/22/2012)
IAR
Minnesota(1/16/2019)
IAR
New York(2/23/2024)
IAR
Ohio(5/25/2018)
IAR
Oregon(8/24/2020)
RR
Oregon(3/14/2025)
IAR
Wisconsin(7/31/2017)
RR
Wisconsin(3/16/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
OI
ON INVESTMENT MANAGEMENT CO
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
RIA
Registered Investment Advisory firm - (11/14/1971 Approved)Alabama
Registered Investment Advisory firm - (4/15/2002 Terminated)District of Columbia
Registered Investment Advisory firm - (2/9/2001 Terminated)Georgia
Registered Investment Advisory firm - (4/15/2002 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Maine
Registered Investment Advisory firm - (4/19/2002 Terminated)Maryland
Registered Investment Advisory firm - (4/15/2002 Terminated)Michigan
Registered Investment Advisory firm - (1/8/2002 Terminated)North Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)South Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)West Virginia
Registered Investment Advisory firm - (1/31/2002 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
One Financial Way, Cincinnati, OH 45242
Mailing Address
P.o. Box 371, Cincinnati, OH 45201-0371
Phone number
(855) 262-0913
Established
Firm type
Fiscal year end
# of Employees
3,193
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,053 |
| AUM (Assets Under Management) | $ 2,376,953,646 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
