Kendall S. Borchardt

CARDEA CAPITAL ADVISORS

ALPHARETTA, GA 30009

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CRD#: 2308029

Professional summary

Kendall Savage Borchardt, AIF® is a registered financial advisor currently at CARDEA CAPITAL ADVISORS, LLC located in Alpharetta, Georgia.

Kendall is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Kendall has worked at 14 firms and has passed the Series 65, Series 63, Series 31, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kendall Savage Borchardt's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

August 21, 2020 - Present

CARDEA CAPITAL ADVISORS, LLC

Office #1: 2520 Northwinds Parkway Suite 309, Alpharetta, GA 30009

RIA

CRD#: 307600

ALPHARETTA, GA

Past

January 20, 2021 - June 20, 2024

CARDEA CAPITAL GROUP, INC.

RIA

CRD#: 311932

ATLANTA, GA

Past

August 21, 2020 - December 23, 2020

LINDNER CAPITAL ADVISORS, INC.

RIA

CRD#: 108584

ATLANTA, GA

Past

January 11, 2019 - May 6, 2020

EMERGE CAPITAL MANAGEMENT

RIA

CRD#: 284581

Johns Creek, GA

Past

July 30, 2018 - December 31, 2018

EMERGE CAPITAL MANAGEMENT

RIA

CRD#: 284581

Norcross, GA

Past

August 26, 2009 - December 31, 2013

RESOURCE HORIZONS GROUP LLC

CRD#: 104368

MARIETTA, GA

Past

August 6, 2009 - April 17, 2018

LINDNER CAPITAL ADVISORS, INC.

RIA

CRD#: 108584

MARIETTA, GA

Past

January 2, 2009 - July 20, 2009

AVENTURA SECURITIES, LLC

CRD#: 142374

ATLANTA, GA

Past

November 7, 2008 - July 20, 2009

AVENTURA CAPITAL MANAGEMENT, LLC

RIA

CRD#: 142478

BOCA RATON, FL

Past

October 9, 2008 - January 2, 2009

R & G SECURITIES, LLC

CRD#: 147040

DECATUR, GA

Past

August 18, 2008 - October 3, 2008

CAPITOL CITY ADVISORY GROUP

RIA

CRD#: 143712

ATLANTA, GA

Past

January 1, 2008 - July 24, 2008

SILVER OAK SECURITIES, INCORPORATED

CRD#: 46947

JACKSON, TN

Past

February 28, 2003 - December 20, 2005

CETERA FINANCIAL SPECIALISTS LLC

CRD#: 10358

SCHAUMBURG, IL

Past

August 28, 2000 - December 31, 2001

FUNDS DISTRIBUTOR, LLC

CRD#: 7174

PORTLAND, ME

Past

September 5, 1996 - August 3, 2000

INVESCO CAPITAL MARKETS, INC.

CRD#: 6939

HOUSTON, TX

Past

February 17, 1993 - May 23, 1995

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CARDEA CAPITAL ADVISORS, LLC

CRD#: 307600 / SEC#: 801-118445

RIA

Registered Investment Advisory firm - (4/17/2020 Approved)

Louisiana

Registered Investment Advisory firm - (8/11/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(8/21/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/3/2008

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/11/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 31

Date: 2/10/1995

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 1/26/1993

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/8/2009

General Securities Principal Examination

Current Firm

CARDEA CAPITAL ADVISORS, LLC

CRD#: 307600 / SEC#: 801-118445

RIA

Registered Investment Advisory firm - (4/17/2020 Approved)

Louisiana

Registered Investment Advisory firm - (8/11/2021 Terminated)

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Contact information

Main Address

2520 Northwinds Parkway Suite 309, Alpharetta, GA 30009

Mailing Address

Phone number

(770) 977-7779

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CARDEA CAPITAL ADVISORS, LLC ADV PART 2 BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	374
AUM (Assets Under Management)	$ 105,752,926

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Kendall S. Borchardt

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kendall Savage Borchardt's CRS (Customer Relationship Summary).

Certified licenses

Experience

CARDEA CAPITAL GROUP, INC.

LINDNER CAPITAL ADVISORS, INC.

EMERGE CAPITAL MANAGEMENT

EMERGE CAPITAL MANAGEMENT

RESOURCE HORIZONS GROUP LLC

LINDNER CAPITAL ADVISORS, INC.

AVENTURA SECURITIES, LLC

AVENTURA CAPITAL MANAGEMENT, LLC

R & G SECURITIES, LLC

CAPITOL CITY ADVISORY GROUP

SILVER OAK SECURITIES, INCORPORATED

CETERA FINANCIAL SPECIALISTS LLC

FUNDS DISTRIBUTOR, LLC

INVESCO CAPITAL MARKETS, INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

CARDEA CAPITAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/3/2008

Series 63

Date: 2/11/1993

Series 31

Date: 2/10/1995

Series 7

Date: 1/26/1993

Series 24

Date: 5/8/2009

Current Firm

CARDEA CAPITAL ADVISORS, LLC

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CARDEA CAPITAL ADVISORS, LLC

TRUST BUT VERIFY

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