CC
Carla J. Cargle
AMERITAS ADVISORY SERVICES
SUGARLAND, TX 77478
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CRD#: 2307882
CC
Professional summary
Carla June Cargle, who also goes by Carla J Cargle, is a registered financial advisor currently at AMERITAS ADVISORY SERVICES, LLC located in Sugarland, Texas and AMERITAS INVESTMENT COMPANY, LLC located in Stafford, Texas.
Carla is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Carla has worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Carla J Cargle
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
LICENSED AS AN INDEPENDENT INSURANCE AGENT TO SELL FIXED INSURANCE PRODUCTS * GENESIS ONE WEALTH BUILDERS; SAME AS BRANCH; INV REL; INSURANCE AND ANNUITIES; OWNER/CEO; START DATE=11/2006; HRS/MO=120; TRADING HRS/MO=100; ADVISE AND SELL LIFE INSURANCE, LTC, ANNUITIES, CONDUCT CLIENT REVIEWS * THE FINANCIAL TRUTH; SAME AS BRANCH; NON-INV REL; INSPIRATIONAL BOOKS AND MESSAGES; OWNER; START DATE=08/2002; HRS/MO=8; TRADING HRS/MO=0; WRITE BOOKS AND INSPIRATIONAL MESSAGES * G1W LLC; same as residence; non-inv rel; healthy snack vending machines; owner; start date=01/2016; hrs/mo=16; trading hrs/mo=4; stock and restock vending machines, buy product * Wealth Builders Publishing House; same as residence; non-inv rel; publishes the books written under The Financial Truth, publishes wealth empowerment books; Owner/Author; start date=05/2019; hrs/mo=8; trading hrs/mo=0; I write the books that are published * Institute for Wealthy and Abundant Living; same as branch; non-inv rel; The Financial Truth is providing online learning courses for holistic wealth; Founder; start date=11/2021; hrs/mo=6; trading hrs/mo=0; courses provided via online learning platform, course material is content from The Financial Truth; National Association of Insurance And Financial Advisors; 2901 Telestar Court, Falls Church, VA 22042; non-inv rel; Financial Advisor association; Member; start date=11/2021; hrs/mo=0; trading hrs/mo=0; No specific duties * Women Go Swish; non inv rel; same as branch; Fashion conscious women's athletic wear; Owner; start date=09/2023; hrs/mo=10; trading hrs/mo=0; No day to day responsibilities
CRS (Client Relationship Summary) - RIA
Click below to view Carla June Cargle's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 1, 2021 - Present
AMERITAS ADVISORY SERVICES, LLC
Office #1: 14090 Sw Freeway Ste 300, Sugarland, TX 77478RIA
CRD#: 317245
SUGARLAND, TX
Current
June 26, 2013 - Present
AMERITAS INVESTMENT COMPANY, LLC
Office #2: 14090 Sw Freeway Ste 300, Sugarland, TX 77478BD
CRD#: 14869
STAFFORD, TX
Past
June 26, 2013 - November 1, 2021
AMERITAS INVESTMENT COMPANY, LLC
RIA
CRD#: 14869
LINCOLN, NE
Past
April 4, 2011 - December 7, 2012
NOVODYN ADVISORS LLC
RIA
CRD#: 156451
THE WOODLANDS, TX
Past
November 4, 2004 - December 31, 2004
ON INVESTMENT MANAGEMENT CO
RIA
CRD#: 105662
SUGAR LAND, TX
Past
January 8, 2004 - June 7, 2013
THE O.N. EQUITY SALES COMPANY
BD
CRD#: 2936
STAFFORD, TX
Past
October 31, 2003 - December 31, 2003
AMERITAS INVESTMENT COMPANY, LLC
BD
CRD#: 14869
LINCOLN, NE
Past
April 23, 2002 - December 31, 2003
THE ADVISORS GROUP, INC.
RIA
CRD#: 14035
HOUSTON, TX
Past
February 20, 1998 - October 31, 2003
THE ADVISORS GROUP, INC.
BD
CRD#: 14035
BETHESDA, MD
Past
July 20, 1994 - March 11, 1998
THE VARIABLE ANNUITY MARKETING COMPANY
BD
CRD#: 5081
HOUSTON, TX
Past
November 23, 1993 - April 10, 1995
NORTH AMERICAN MANAGEMENT, INC.
BD
CRD#: 624
SIOUX FALLS, SD
Past
September 23, 1993 - November 22, 1993
PFS INVESTMENTS INC.
BD
CRD#: 10111
DULUTH, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AA
AMERITAS ADVISORY SERVICES, LLC
AMERITAS ADVISORY SERVICES, LLC
CRD#: 317245 / SEC#: 801-55153
RIA
Registered Investment Advisory firm - (1/13/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(8/28/2015)
RR
California(1/17/2014)
RR
Florida(11/26/2018)
RR
Georgia(5/2/2025)
RR
Illinois(9/16/2024)
RR
Maryland(1/5/2021)
RR
Michigan(3/28/2018)
RR
Ohio(3/2/2022)
RR
Texas(6/26/2013)
IAR
Texas(11/1/2021)
RR
Virginia(1/18/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AA
AMERITAS ADVISORY SERVICES, LLC
AMERITAS ADVISORY SERVICES, LLC
CRD#: 317245 / SEC#: 801-55153
RIA
Registered Investment Advisory firm - (1/13/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5900 O Street, Lincoln, NE 68510
Mailing Address
Phone number
(800) 335-9858
Established
Firm type
Fiscal year end
# of Employees
560
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 41,501 |
| AUM (Assets Under Management) | $ 11,506,548,514 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | ||
| 07/23/2024 | ||
| 07/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
