Ward C. Wenholz

SAPPHIRE FINANCIAL STRATEGIES, L.L.C.

Missoula, MT 59801

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CRD#: 2307860

Professional summary

Ward Clinton Wenholz, who also goes by Ward Clinton Wenholz, is a registered financial advisor currently at SAPPHIRE FINANCIAL STRATEGIES, L.L.C. located in Missoula, Montana.

Ward is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Ward has worked at 14 firms and has passed the Series 66, Series 65, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ward Clinton Wenholz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

PRESIDENT AND OWNER OF SAPPHIRE FINANCIAL SERVICES, INC, 2801 SOUTH RUSSELL #7, MISSOULA, MT, 59801. INSURANCE AGENT - SALE OF FIXED INSURANCER PRODUCTS WITH VARIOUS INSURANCE COMPANIES. NON INVESTMENT RELATED BUSINESS. APPROX. 75 HRS PER MONTH SOME DURING TRADING HRS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ward Clinton Wenholz's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 5, 2018 - Present

SAPPHIRE FINANCIAL STRATEGIES, L.L.C.

Office #1: 2801 South Russell St. #7, Missoula, MT 59801

RIA

CRD#: 296926

Missoula, MT

Past

November 5, 2015 - September 6, 2018

FIRST ADVISORS NATIONAL, LLC

RIA

CRD#: 166212

Florence, MT

Past

October 30, 2012 - November 3, 2015

NEPSIS ADVISOR SERVICES, INC.

RIA

CRD#: 162340

MISSOULA, MT

Past

January 5, 2010 - November 5, 2012

G. A. REPPLE & COMPANY

RIA

CRD#: 17486

MISSOULA, MT

Past

January 4, 2010 - November 5, 2012

G. A. REPPLE & COMPANY

CRD#: 17486

MISSOULA, MT

Past

September 16, 2009 - December 23, 2009

SPC

RIA

CRD#: 110692

MISSOULA, MT

Past

August 18, 2009 - December 23, 2009

PARKLAND SECURITIES, LLC

CRD#: 115368

MISSOULA, MT

Past

June 21, 2006 - March 28, 2007

ASSOCIATED FINANCIAL SERVICES, INC.

CRD#: 1121

FARGO, ND

Past

March 28, 2006 - June 15, 2006

LEGACY FINANCIAL SERVICES, INC.

CRD#: 38697

PETALUMA, CA

Past

January 31, 2006 - March 24, 2006

ASSOCIATED FINANCIAL SERVICES, INC.

CRD#: 1121

FARGO, ND

Past

June 10, 2004 - January 27, 2006

NATIONAL PLANNING CORPORATION

CRD#: 29604

MISSOULA, MT

Past

August 24, 1999 - June 16, 2004

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA

CRD#: 16164

MISSOULA, MT

Past

December 14, 1998 - June 16, 2004

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

PHILADELPHIA, PA

Past

August 13, 1998 - December 10, 1998

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

CRD#: 611

OMAHA, NE

Past

January 7, 1997 - July 30, 1998

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

PHILADELPHIA, PA

Past

May 22, 1996 - December 23, 1996

TOWER SQUARE SECURITIES, INC.

CRD#: 833

EL SEGUNDO, CA

Past

June 16, 1993 - December 31, 1995

NORTH AMERICAN MANAGEMENT, INC.

CRD#: 624

SIOUX FALLS, SD

Past

April 26, 1993 - May 10, 1993

NORTH AMERICAN MANAGEMENT, INC.

CRD#: 624

SIOUX FALLS, SD

Past

February 19, 1993 - April 3, 1993

CETERA WEALTH SERVICES, LLC

CRD#: 13572

EL SEGUNDO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Montana
(11/5/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/4/2009

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 7/15/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/6/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/17/2009

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/6/1993

Investment Company Products/Variable Contracts Representative Examination

Current Firm

SAPPHIRE FINANCIAL STRATEGIES, L.L.C.

CRD#: 296926 / SEC#:

Montana

Registered Investment Advisory firm - (7/13/2018 Approved)

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Contact information

Main Address

2801 South Russell St. #7, Missoula, MT 59801

Mailing Address

Phone number

(406) 728-4740

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	182
AUM (Assets Under Management)	$ 15,012,570

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Ward C. Wenholz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ward Clinton Wenholz's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIRST ADVISORS NATIONAL, LLC

NEPSIS ADVISOR SERVICES, INC.

G. A. REPPLE & COMPANY

G. A. REPPLE & COMPANY

SPC

PARKLAND SECURITIES, LLC

ASSOCIATED FINANCIAL SERVICES, INC.

LEGACY FINANCIAL SERVICES, INC.

ASSOCIATED FINANCIAL SERVICES, INC.

NATIONAL PLANNING CORPORATION

TRANSAMERICA FINANCIAL ADVISORS, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

TRANSAMERICA FINANCIAL ADVISORS, LLC

TOWER SQUARE SECURITIES, INC.

NORTH AMERICAN MANAGEMENT, INC.

NORTH AMERICAN MANAGEMENT, INC.

CETERA WEALTH SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/4/2009

Series 65

Date: 7/15/1999

Series 63

Date: 2/6/1993

Series 7

Date: 8/17/2009

Series 6

Date: 2/6/1993

Current Firm

SAPPHIRE FINANCIAL STRATEGIES, L.L.C.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SAPPHIRE FINANCIAL STRATEGIES, L.L.C.

TRUST BUT VERIFY

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