Paul Peter Oconnell Jr
Professional Summary
Paul Peter Oconnell JR is a registered financial advisor currently at LAZARD ASSET MANAGEMENT SECURITIES LLC located in Boston, Massachusetts. Paul is registered as a RR (Registered Representative) and started their career in finance in 1993. Paul has worked at 3 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
33 years in the financial services industry
Current & Past Employments
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Current Firm
LAZARD ASSET MANAGEMENT SECURITIES LLC
Contact Information
Main Address
30 Rockefeller Plaza 56th Floor, New York, NY, 10112Mailing Address
30 Rockefeller Plaza 56th Floor, New York, NY, 10112Phone Number
(212) 632-6000Established
Delaware since 05/01/2003Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
MediumFINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
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Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Feb 1993About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Paul Peter Oconnell JR's CRS (Customer Relationship Summary).
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