JV
Jose R. Vidueira
KESTRA PRIVATE WEALTH SERVICES
Boca Raton, FL 33431
Some features on this profile are disabled
CRD#: 2307554
JV
Professional summary
Jose R Vidueira, who also goes by Joe R VIdueira, Joe Vidueira, Jose Ramon Vidueira, Jose Vidueira, is a registered financial advisor currently at KESTRA PRIVATE WEALTH SERVICES, LLC located in Boca Raton, Florida and KESTRA INVESTMENT SERVICES, LLC located in Boca Raton, Florida.
Jose is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Jose has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Joe R Vidueira | Joe Vidueira | Jose Ramon Vidueira | Jose Vidueira
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Bus Name: EAGLE HARBOR ADVISORS POSITION: Associate Partner NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 08/16/2022 ADDRESS: 2650 N Military Trl, Boca Raton FL 33431, United States DESCRIPTION: Provide financial planning and investment/insurance services to individuals, businesses and other institutional investors. Bus Name: EAGLE HARBOR INSURANCE LLC POSITION: Member NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 03/05/2025 ADDRESS: 2650 N. Military Trail, Ste. 420, Boca Raton FL 33431, United States DESCRIPTION: Act as agent on insurance.
CRS (Client Relationship Summary) - RIA
Click below to view Jose R Vidueira's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 18, 2022 - Present
KESTRA PRIVATE WEALTH SERVICES, LLC
Office #1: 2650 N Military Trail Suite 420, Boca Raton, FL 33431RIA
CRD#: 155193
Boca Raton, FL
Current
August 16, 2022 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 2650 N. Military Trail Suite 420, Boca Raton, FL 33431BD
CRD#: 42046
Boca Raton, FL
Past
September 27, 2019 - August 17, 2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
BOCA RATON, FL
Past
September 26, 2019 - August 17, 2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
BOCA RATON, FL
Past
September 19, 2018 - January 7, 2019
T3 TRADING GROUP, LLC
BD
CRD#: 154431
NEW YORK, NY
Past
January 3, 2018 - September 19, 2018
T3 TRADING GROUP, LLC
BD
CRD#: 154431
NEW YORK, NY
Past
September 15, 2016 - August 18, 2017
T3 TRADING GROUP, LLC
BD
CRD#: 154431
NEW YORK, NY
Past
May 6, 2014 - December 31, 2015
CETERA ADVISORS LLC
RIA
CRD#: 10299
BOCA RATON, FL
Past
May 3, 2014 - December 31, 2015
CETERA ADVISORS LLC
BD
CRD#: 10299
BOCA RATON, FL
Past
June 1, 2009 - May 14, 2014
MORGAN STANLEY
RIA
CRD#: 149777
WEST PALM BEACH, FL
Past
June 1, 2009 - May 14, 2014
MORGAN STANLEY
BD
CRD#: 149777
WEST PALM BEACH, FL
Past
June 9, 2006 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
WEST PALM BEACH, FL
Past
May 22, 2006 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
WEST PALM BEACH, FL
Past
August 25, 1994 - April 24, 1995
M. J. WHITMAN, INC.
BD
CRD#: 27870
NEW YORK, NY
Past
May 28, 1993 - August 2, 1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Past
February 5, 1993 - May 15, 1993
FAIC SECURITIES, INC.
BD
CRD#: 8323
MIAMI, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KP
KESTRA PRIVATE WEALTH SERVICES, LLC
1626 WEALTH MANAGEMENT | WOODS ASSET MANAGEMENT | WASHINGTON WEALTH MANAGEMENT, LLC | WASHINGTON WEALTH MANAGEMENT | VINTAGE WEST CAPITAL MANAGEMENT | TIGER WEALTH MANAGEMENT | STONE BEACON CAPITAL | STEVEN POLLACK & ASSOCIATES | SELECT WEALTH ADVISERS | SADE GROUP PRIVATE WEALTH MANAGEMENT | PSM PRIVATE WEALTH MANAGEMENT | PROSPERITY POINT WEALTH MANAGEMENT | POINT WEST INVESTMENT SOLUTIONS | PACILIO WEALTH MANAGEMENT | PACIFIC POINT ASSET MANAGEMENT | OVERLAKE PARTNERS | MIDDLEBURG WEALTH MANAGEMENT | MARTUCCI ADAMS WEALTH ADVISORS | LANGLEY PACIFIC PARTNERS | KIMBALL CREEK PARTNERS | KESTRA PRIVATE WEALTH SERVICES, LLC | JC WEST & ASSOCIATES | INTRINSIC WEALTH ADVISORS | FREEDOM POINTE WEALTH ADVISORS | FIRST POINT FINANCIAL MANAGEMENT | DOMARI WEALTH MANAGEMENT | DJH FINANCIAL SERVICES | DICKINSON GRAHAM CAPITAL MANAGEMENT | DESIGNS OF FAUQUIER COUNTY | CALIFORNIA WEALTH TRANSITIONS | BARBER INVESTMENT PARTNERS | AVION ASSET MANAGEMENT
CRD#: 155193 / SEC#: 801-71936
RIA
Registered Investment Advisory firm - (11/22/2010 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(12/23/2024)
RR
California(8/16/2022)
RR
Delaware(12/19/2024)
RR
Florida(8/16/2022)
IAR
Florida(8/18/2022)
RR
Georgia(10/27/2022)
RR
Louisiana(9/17/2024)
RR
Massachusetts(1/3/2024)
RR
New Jersey(9/9/2024)
RR
New York(8/16/2022)
RR
Pennsylvania(8/16/2022)
RR
Rhode Island(11/28/2023)
RR
South Carolina(3/26/2024)
RR
Texas(10/10/2023)
IAR
Texas(10/10/2023)
RR
Washington(2/10/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KP
KESTRA PRIVATE WEALTH SERVICES, LLC
1626 WEALTH MANAGEMENT | WOODS ASSET MANAGEMENT | WASHINGTON WEALTH MANAGEMENT, LLC | WASHINGTON WEALTH MANAGEMENT | VINTAGE WEST CAPITAL MANAGEMENT | TIGER WEALTH MANAGEMENT | STONE BEACON CAPITAL | STEVEN POLLACK & ASSOCIATES | SELECT WEALTH ADVISERS | SADE GROUP PRIVATE WEALTH MANAGEMENT | PSM PRIVATE WEALTH MANAGEMENT | PROSPERITY POINT WEALTH MANAGEMENT | POINT WEST INVESTMENT SOLUTIONS | PACILIO WEALTH MANAGEMENT | PACIFIC POINT ASSET MANAGEMENT | OVERLAKE PARTNERS | MIDDLEBURG WEALTH MANAGEMENT | MARTUCCI ADAMS WEALTH ADVISORS | LANGLEY PACIFIC PARTNERS | KIMBALL CREEK PARTNERS | KESTRA PRIVATE WEALTH SERVICES, LLC | JC WEST & ASSOCIATES | INTRINSIC WEALTH ADVISORS | FREEDOM POINTE WEALTH ADVISORS | FIRST POINT FINANCIAL MANAGEMENT | DOMARI WEALTH MANAGEMENT | DJH FINANCIAL SERVICES | DICKINSON GRAHAM CAPITAL MANAGEMENT | DESIGNS OF FAUQUIER COUNTY | CALIFORNIA WEALTH TRANSITIONS | BARBER INVESTMENT PARTNERS | AVION ASSET MANAGEMENT
CRD#: 155193 / SEC#: 801-71936
RIA
Registered Investment Advisory firm - (11/22/2010 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
5707 Southwest Parkway Bldg. 2 Ste 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
198
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 27,816 |
| AUM (Assets Under Management) | $ 10,210,576,595 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KESTRA PRIVATE WEALTH SERVICES, LLC
CRD#: 155193Boca Raton, FL 33431TRUST BUT VERIFY
Monitor Jose Vidueira
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
