Regina Berlin-levine
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Regina Berlin-levine, who also goes by Levine Regina Berlin, Regina B Berlin Levine, Reggi Berlin-levine, Regina B Berlin-levine, Reggi Levine, Regina B Levine, was a registered financial professional .
Regina is a previously registered financial professional and started their career in finance in 1996. Regina had worked at 5 firms and has passed the SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 19, 2019 - August 25, 2020
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
March 11, 2019 - August 25, 2020
RAYMOND JAMES FINANCIAL SERVICES, INC.
August 17, 2007 - March 17, 2017
RAYMOND JAMES & ASSOCIATES, INC.
July 25, 2007 - March 17, 2017
RAYMOND JAMES & ASSOCIATES, INC.
September 26, 2006 - June 27, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 6, 1996 - September 25, 2006
MORGAN STANLEY DW INC.
January 31, 1996 - September 25, 2006
MORGAN STANLEY DW INC.
Primary Firm SEC Registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,030,208 |
| AUM (Assets Under Management) | $ 344,868,106,925 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/12/2025 | ||
| 08/21/2024 | ||
| 09/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
