Dennis Patrick Beirne
Professional Summary
Dennis Patrick Beirne, who also goes by Dennis P Beirne, is a registered financial advisor currently at AMERICAN ELM DISTRIBUTION PARTNERS, LLC located in Portsmouth, New Hampshire. Dennis is registered as a RR (Registered Representative) and started their career in finance in 1995. Dennis has worked at 4 firms and has passed the Series 65, Series 63, Series 52TO, Series 99TO, SIE, Series 7, Series 6, Series 14, Series 53 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Dennis P Beirne
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
33 years in the financial services industry
Current & Past Employments
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Current Firm
AMERICAN ELM DISTRIBUTION PARTNERS, LLC | SQN SECURITIES LLC | IAMS DISTRIBUTORS
Contact Information
Main Address
104 Congress St Suite 404, Portsmouth, NH 03801Mailing Address
104 Congress St Suite 404, Portsmouth, NH 03801Phone Number
(508) 864-2175Established
Delaware since 01/14/2010Firm Type
Limited Liability CompanyFiscal Year End
JuneFirm Size
SmallFINRA licenses (18 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(9/1/2024)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Sep 2024About the Series 52TO examSeries 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Mar 1993About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Dennis Patrick Beirne's CRS (Customer Relationship Summary).
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