Steven E. Sundquist
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Earl Sundquist was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1993. Steven had worked at 5 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 10, Series 9, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 1, 2024 - July 18, 2025
ALTRUIST FINANCIAL LLC
July 10, 2007 - July 18, 2025
SHAREHOLDERS SERVICE GROUP, LLC
June 1, 1998 - June 22, 2007
TD AMERITRADE, INC.
October 2, 1996 - June 1, 1998
JACK WHITE & COMPANY, INC.
July 30, 1993 - September 23, 1996
T. ROWE PRICE INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 8
Date: 5/6/1999
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
ALTRUIST FINANCIAL LLC
CRD#: 299274 / SEC#: , 8-70244
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Red Flags
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