John J. Mingolelli
Professional summary
John James Mingolelli is a registered financial professional currently at JOHN HANCOCK DISTRIBUTORS LLC located in Boston, Massachusetts.
John is registered as a RR (Registered Representative) and started their career in finance in 1993. John has worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John James Mingolelli's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 15, 2006 - Present
JOHN HANCOCK DISTRIBUTORS LLC
Office #1: 197 Clarendon Street, Boston, MA 02116September 22, 2006 - November 2, 2018
SIGNATOR INVESTORS, INC.
September 19, 2006 - November 11, 2025
JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC
September 4, 1997 - September 11, 2006
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
July 12, 1996 - August 6, 1997
FIS SECURITIES, INC.
June 22, 1995 - February 8, 1996
SHAWMUT BROKERAGE, INC.
March 28, 1994 - July 3, 1995
CONSECO SECURITIES, INC.
June 3, 1993 - March 28, 1994
SHAWMUT BROKERAGE, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/15/2006)
Exams
FINRA
Current Firm
JOHN HANCOCK DISTRIBUTORS LLC
CRD#: 5249 / SEC#: , 8-15826
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) | OWNER | |
| BOGLE, JAMES WILLIAM | PRINCIPAL FINANCIAL OFFICER AND FINANCIAL AND OPERATIONS PRINCIPAL | 7344902 |
| HARTIGAN, ROBERT JOSEPH | CHIEF COMPLIANCE OFFICER | 2931786 |
| LANNIGAN, TRACY KANE | VICE PRESIDENT & CORPORATE SECRETARY | 6944688 |
| SILVA, ANTHONY ALEX | DIRECTOR | 7755954 |
| TANKERSLEY, GARY LYNN | PRESIDENT & CHIEF EXECUTIVE OFFICER | 2637199 |
| WALKER, CHRISTOPHER MICHAEL | VICE PRESIDENT, INVESTMENTS & DIRECTOR | 4302554 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 3 |
Red Flags
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Company Information
JOHN HANCOCK DISTRIBUTORS LLC
CRD#: 5249Boston, MA 02116TRUST BUT VERIFY
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