Victor Halpert
Professional summary
Victor Halpert, who also goes by VIctor I Halpert, Victor L Halpert, is a registered financial professional currently at THE BENCHMARK COMPANY, LLC located in New York, New York.
Victor is registered as a RR (Registered Representative) and started their career in finance in 1993. Victor has worked at 9 firms and has passed the Series 63, Series 65, Series 79TO, Series 82TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Victor Halpert's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 11, 2022 - Present
THE BENCHMARK COMPANY, LLC
Office #1: 150 E 58th Street 17th Floor, New York, NY 10155April 26, 2021 - November 10, 2021
D. BORAL CAPITAL
July 2, 2020 - February 8, 2021
AEGIS CAPITAL CORP.
July 8, 2019 - July 2, 2020
VCS VENTURE SECURITIES
June 28, 1999 - January 22, 2003
CITIGROUP GLOBAL MARKETS INC.
September 1, 1998 - May 7, 1999
ROBERTSON STEPHENS, INC.
March 3, 1998 - September 1, 1998
BANCAMERICA SECURITIES, INC.
February 6, 1995 - January 2, 1998
SALOMON BROTHERS INC.
June 30, 1993 - August 23, 1993
AJAX INVESTMENTS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/28/2022)
Exams
Series 79TO
Date: 8/8/2020
Investment Banking Registered Representative ExaminationSeries 82TO
Date: 7/8/2019
Limited Representative-Private Securities OfferingsFINRA
Current Firm
THE BENCHMARK COMPANY, LLC
CRD#: 22982 / SEC#: , 8-40081
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 17 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
