Philip H. Fessler
Professional summary
Philip Hugo Fessler, who also goes by Phillip Hugo Fessler, is a registered financial advisor currently at AIRE ADVISORS, LLC located in Beverly Hills, California.
Philip is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Philip has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 62 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Philip Hugo Fessler's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 1, 2021 - Present
AIRE ADVISORS, LLC
Office #1: 9350 Wilshire Blvd Suite 200, Beverly Hills, CA 90212August 31, 2012 - June 4, 2021
WELLS FARGO CLEARING SERVICES, LLC
August 31, 2012 - June 4, 2021
WELLS FARGO CLEARING SERVICES, LLC
December 5, 2008 - September 21, 2012
STOCKCROSS FINANCIAL SERVICES, INC.
January 3, 2007 - September 21, 2012
STOCKCROSS FINANCIAL SERVICES, INC.
November 7, 1997 - December 4, 2006
TD AMERITRADE, INC.
November 22, 1995 - November 7, 1997
KENNEDY, CABOT & CO.
April 2, 1993 - November 23, 1993
ANNANDALE SECURITIES, INC.
February 1, 1993 - May 1, 1995
WILLIAM LAWRENCE SECURITIES, INC.
Primary Firm SEC Registration
AIRE ADVISORS, LLC
CRD#: 307450 / SEC#: 801-119842
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/1/2021)
(10/21/2021)
Exams
Series 62
Date: 7/26/1993
Corporate Securities Limited Representative ExaminationCurrent Firm
AIRE ADVISORS, LLC
CRD#: 307450 / SEC#: 801-119842
Contact information
SEC notice filing (13 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,029 |
| AUM (Assets Under Management) | $ 905,428,754 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
