Francis M. Neary

NEARY, FRANCIS M CPA

Melville, NY 11747

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CRD#: 2305361

Professional summary

Francis Michael Neary JR is a registered financial advisor currently at NEARY, FRANCIS M CPA located in Melville, New York.

Francis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Francis has worked at 3 firms and has passed the Series 63, Series 65 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CPA PRACTICE INSURANCE BROKER-LIFE, ANNUITIES

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Francis Michael Neary JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 19, 2021 - Present

NEARY, FRANCIS M CPA

Office #1: 445 Broadhollow Road Suite 25, Melville, NY 11747

RIA

CRD#: 124754

Melville, NY

Past

February 15, 2006 - August 4, 2011

SIGNATOR INVESTORS, INC.

CRD#: 468

BOSTON, MA

Past

January 18, 2006 - February 1, 2006

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(8/19/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 12/8/2008

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 6/27/2003

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 6

Date: 1/17/2006

Investment Company Products/Variable Contracts Representative Examination

Current Firm

NEARY, FRANCIS M CPA

NEARY, FRANCIS M | NEARY, FRANCIS M CPA

CRD#: 124754 / SEC#:

New York

Registered Investment Advisory firm - (9/9/2003 Approved)

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Contact information

Main Address

445 Broadhollow Road Suite 25, Melville, NY 11747

Mailing Address

Phone number

(631) 271-7788

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Francis M. Neary

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Francis Michael Neary JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

NEARY, FRANCIS M CPA

SIGNATOR INVESTORS, INC.

MML INVESTORS SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 12/8/2008

Series 65

Date: 6/27/2003

Series 6

Date: 1/17/2006

Current Firm

NEARY, FRANCIS M CPA

Contact information

Documents

Red Flags

Company Information

NEARY, FRANCIS M CPA

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