Thomas A. Kolbe
Professional summary
Thomas Austin Kolbe was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Thomas is a previously registered financial professional and started their career in finance in 1993. Prior to being barred, Thomas had worked at 10 firms, which includes MAYMONT PARTNERS INC., FCG ADVISORS LLC, RMIN SECURITIES INC., INVESCO DISTRIBUTORS INC., CONCOURSE FINANCIAL GROUP SECURITIES INC., TRANSAMERICA FINANCIAL ADVISORS LLC, PRODUCT DISTRIBUTORS INC., KFS BD INC., DAIN RAUSCHER INCORPORATED.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 18, 2011 - July 16, 2012
MAYMONT PARTNERS, INC.
December 17, 2008 - March 19, 2010
FCG ADVISORS, LLC
March 14, 2006 - November 15, 2006
RMIN SECURITIES, INC.
July 9, 2003 - October 14, 2004
INVESCO DISTRIBUTORS, INC.
December 22, 1999 - July 8, 2003
INVESCO DISTRIBUTORS, INC.
July 18, 1996 - December 31, 1999
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
April 29, 1996 - May 14, 1996
TRANSAMERICA FINANCIAL ADVISORS, LLC
May 4, 1995 - February 2, 1996
PRODUCT DISTRIBUTORS, INC.
November 12, 1993 - March 24, 1995
KFS BD, INC.
February 20, 1993 - November 4, 1993
DAIN RAUSCHER INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
MAYMONT PARTNERS, INC.
CRD#: 120536 / SEC#: , 8-65311
Contact information
Documents
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