Jonathan C. Hoy

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

Providence, RI 02903

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CRD#: 2304611

Professional summary

Jonathan Campbell Hoy, who also goes by Jon Hoy, Jonathan Campbell Hoy Mr., Jonny Hoy, is a registered financial advisor currently at LASALLE ST. INVESTMENT ADVISORS, L.L.C. located in Providence, Rhode Island and LASALLE ST SECURITIES, L.L.C. located in Greenville, Rhode Island.

Jonathan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Jonathan has worked at 9 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 9, Series 10 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jon Hoy | Jonathan Campbell Hoy Mr. | Jonny Hoy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Jonathan C. Hoy: Fixed insurance; sales and service

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Campbell Hoy's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 2, 2024 - Present

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

Office #1: 741 Westminster Street #203, Providence, RI 02903

RIA

CRD#: 109701

Providence, RI

Current

August 2, 2024 - Present

LASALLE ST SECURITIES, L.L.C.

Office #1: 5 Austin Ave Suite 3, Greenville, RI 02828

CRD#: 7191

Greenville, RI

Past

December 1, 2020 - August 8, 2024

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

WELLESLEY, MA

Past

December 1, 2020 - August 8, 2024

EQUITABLE ADVISORS, LLC

CRD#: 6627

WELLESLEY, MA

Past

January 3, 2012 - December 1, 2020

COMMONWEALTH FINANCIAL NETWORK

RIA

CRD#: 8032

NATICK, MA

Past

January 3, 2012 - December 1, 2020

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

NATICK, MA

Past

January 4, 2006 - December 31, 2011

UVEST FINANCIAL SERVICES GROUP, INC.

RIA

CRD#: 13787

NATICK, MA

Past

April 16, 2003 - December 31, 2011

UVEST FINANCIAL SERVICES GROUP, INC.

CRD#: 13787

NATICK, MA

Past

April 29, 1996 - November 29, 2001

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SMITHFIELD, RI

Past

March 8, 1995 - April 1, 1996

TUCKER ANTHONY INCORPORATED

CRD#: 837

BOSTON, MA

Past

January 28, 1995 - April 6, 1995

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

December 18, 1992 - January 28, 1995

KIDDER, PEABODY & CO. INCORPORATED

CRD#: 7613

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

CRD#: 109701 / SEC#: 801-33422

RIA

Registered Investment Advisory firm - (2/10/1989 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(8/2/2024)

IAR

California
(9/5/2024)

IAR

Colorado
(9/26/2024)

Colorado
(7/9/2025)

Connecticut
(7/9/2025)

Florida
(8/2/2024)

IAR

Florida
(9/13/2024)

Georgia
(7/9/2025)

IAR

Indiana
(9/29/2025)

Maine
(8/2/2024)

IAR

Maine
(8/13/2024)

Maryland
(8/2/2024)

IAR

Maryland
(2/20/2025)

Massachusetts
(8/2/2024)

IAR

Massachusetts
(11/13/2025)

New Hampshire
(8/2/2024)

IAR

New Hampshire
(8/13/2024)

New York
(8/2/2024)

IAR

New York
(8/8/2024)

North Carolina
(8/2/2024)

IAR

North Carolina
(9/5/2024)

Oregon
(8/2/2024)

Pennsylvania
(6/16/2025)

Rhode Island
(8/2/2024)

IAR

Rhode Island
(8/2/2024)

South Carolina
(7/9/2025)

Texas
(6/16/2025)

Vermont
(8/2/2024)

Virginia
(6/16/2025)

Washington
(6/16/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/28/2005

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 12/31/1992

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/17/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/15/1992

General Securities Representative Examination

Principal/Supervisory Exam

Series 9

Date: 1/2/2023

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 10

Date: 1/2/2023

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 8

Date: 9/3/1996

General Securities Sales Supervisor Examination (Options Module & General Module)

SRO Registrations

FINRA

Current Firm

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

CRD#: 109701 / SEC#: 801-33422

RIA

Registered Investment Advisory firm - (2/10/1989 Approved)

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Contact information

Main Address

940 N. Industrial Dr., Elmhurst, IL 60126-1131

Mailing Address

Phone number

(630) 600-0500

Established

Firm type

Fiscal year end

# of Employees

144

SEC notice filing (46 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LSIA ADV PART 2A 01-02-18 (12/3/2025)

Regulatory assets under management

Total Number of Accounts	11,941
AUM (Assets Under Management)	$ 4,346,509,887

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jonathan C. Hoy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Campbell Hoy's CRS (Customer Relationship Summary).

Certified licenses

Experience

LASALLE ST SECURITIES, L.L.C.

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

COMMONWEALTH FINANCIAL NETWORK

COMMONWEALTH FINANCIAL NETWORK

UVEST FINANCIAL SERVICES GROUP, INC.

UVEST FINANCIAL SERVICES GROUP, INC.

FIDELITY BROKERAGE SERVICES LLC

TUCKER ANTHONY INCORPORATED

UBS FINANCIAL SERVICES INC.

KIDDER, PEABODY & CO. INCORPORATED

Primary Firm SEC Registration

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

State Registrations and Notice Filings

Exams

Series 66

Date: 12/28/2005

Series 65

Date: 12/31/1992

Series 63

Date: 12/17/1992

SIE

Date: 10/1/2018

Series 7

Date: 12/15/1992

Series 9

Date: 1/2/2023

Series 10

Date: 1/2/2023

Series 8

Date: 9/3/1996

FINRA

Current Firm

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

Contact information

SEC notice filing (46 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

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