Kenneth Williams
Professional summary
Kenneth Williams, who also goes by Kenneth Leopold Williams, is a registered financial professional currently at NETWORK 1 FINANCIAL SECURITIES INC. located in New York, New York.
Kenneth is registered as a RR (Registered Representative) and started their career in finance in 1993. Kenneth has worked at 27 firms and has passed the Series 63, Series 62, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kenneth Williams's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 3, 2021 - Present
NETWORK 1 FINANCIAL SECURITIES INC.
Office #1: 11 Broadway Suite 1065, New York, NY 10004February 19, 2019 - August 20, 2020
PAULSON INVESTMENT COMPANY LLC
August 30, 2018 - January 23, 2019
FIRST STANDARD FINANCIAL COMPANY LLC
August 8, 2017 - June 15, 2018
THINKEQUITY LLC
June 23, 2017 - July 13, 2017
J.H. DARBIE & CO., INC.
February 22, 2017 - June 1, 2017
WESTPARK CAPITAL, INC.
November 18, 2015 - February 17, 2017
FIRST STANDARD FINANCIAL COMPANY LLC
January 12, 2015 - October 27, 2015
BLACKBOOK CAPITAL, LLC
May 17, 2012 - November 26, 2014
PHX FINANCIAL, INC.
May 14, 2012 - May 18, 2012
JOHN THOMAS FINANCIAL
April 16, 2012 - April 20, 2012
INTERNATIONAL ASSETS ADVISORY, LLC
October 29, 2010 - May 11, 2012
LEGEND MERCHANT GROUP, INC.
October 25, 2010 - November 15, 2010
JOHN THOMAS FINANCIAL
July 31, 2008 - October 29, 2010
SPARTAN CAPITAL SECURITIES, LLC
January 4, 2008 - August 1, 2008
GARDEN STATE SECURITIES, INC.
October 14, 2002 - December 6, 2007
LEGEND MERCHANT GROUP, INC.
April 8, 2002 - August 29, 2002
STERLING FINANCIAL INVESTMENT GROUP, INC.
August 13, 2001 - April 5, 2002
JOSEPH STEVENS & CO., INC.
September 21, 2000 - January 16, 2001
HAPOALIM SECURITIES USA, INC.
July 27, 1998 - September 22, 2000
GKN SECURITIES CORP.
April 25, 1997 - June 19, 1998
LEGEND MERCHANT GROUP, INC.
October 18, 1996 - April 25, 1997
FAIRCHILD FINANCIAL GROUP, INC.
August 23, 1996 - October 17, 1996
LT LAWRENCE & CO., INC.
February 1, 1996 - July 3, 1996
A. R. BARON & CO., INC.
November 28, 1995 - February 5, 1996
SHARPE CAPITAL, INC.
July 18, 1995 - November 16, 1995
W.J. NOLAN & COMPANY, INC.
May 2, 1995 - July 21, 1995
MEYERS POLLOCK ROBBINS, INC.
April 6, 1995 - May 4, 1995
KENSINGTON WELLS INCORPORATED
February 3, 1995 - April 7, 1995
COMMONWEALTH ASSOCIATES
January 19, 1994 - February 8, 1995
BERKELEY SECURITIES CORPORATION
November 5, 1993 - January 27, 1994
EMANUEL AND COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/2/2021)
(8/4/2021)
(1/23/2024)
(6/29/2021)
(3/21/2021)
(6/14/2021)
(5/17/2021)
(7/27/2021)
(10/24/2022)
(9/30/2023)
Exams
Series 62
Date: 1/2/2023
Corporate Securities Limited Representative ExaminationFINRA
Nasdaq Stock Market
Current Firm
NETWORK 1 FINANCIAL SECURITIES INC.
CRD#: 13577 / SEC#: , 8-29471
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 21 |
| Arbitration | 4 |
Red Flags
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