Kenneth D. Cieprisz
Professional summary
Kenneth David Cieprisz is a registered financial professional currently at FRANKLIN DISTRIBUTORS, LLC located in New York, New York.
Kenneth is registered as a RR (Registered Representative) and started their career in finance in 1994. Kenneth has worked at 7 firms and has passed the Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kenneth David Cieprisz's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 1, 2005 - Present
FRANKLIN DISTRIBUTORS, LLC
Office #1: One Madison Avenue, New York, NY 10010January 2, 2024 - August 30, 2024
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
July 29, 2021 - February 8, 2022
FRANKLIN TEMPLETON FINANCIAL SERVICES CORP.
July 20, 2021 - October 6, 2021
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
July 20, 2021 - October 3, 2023
TEMPLETON/FRANKLIN INVESTMENT SERVICES,INC.
March 3, 2021 - July 7, 2021
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
August 13, 2001 - December 1, 2005
CITIGROUP GLOBAL MARKETS INC.
June 27, 1994 - July 28, 1995
THE ADVISORS GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
FRANKLIN DISTRIBUTORS, LLC
CRD#: 109064 / SEC#: , 8-53089
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
