Charles D. Farrar
Professional summary
Charles Dominic Farrar JR, who also goes by Charles Farrar, Chas Farrar Jr, Chas Farrar, is a registered financial advisor currently at FARRAR WEALTH MANAGEMENT, LLC located in North Palm Beach, Florida.
Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Charles has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Charles Dominic Farrar JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 29, 2018 - Present
FARRAR WEALTH MANAGEMENT, LLC
July 31, 2007 - May 15, 2017
STIFEL, NICOLAUS & COMPANY, INCORPORATED
July 31, 2007 - May 15, 2017
STIFEL, NICOLAUS & COMPANY, INCORPORATED
September 14, 2005 - July 31, 2007
RYAN BECK & CO.
August 30, 2005 - July 31, 2007
RYAN BECK & CO.
September 10, 1999 - August 29, 2005
MORGAN STANLEY DW INC.
September 10, 1999 - August 29, 2005
MORGAN STANLEY DW INC.
August 20, 1996 - September 20, 1999
PRUDENTIAL EQUITY GROUP, LLC
February 14, 1994 - August 14, 1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 2, 1993 - November 19, 1993
REICH & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/29/2018)
Exams
Current Firm
FARRAR WEALTH MANAGEMENT, LLC
CRD#: 290486 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 112 |
| AUM (Assets Under Management) | $ 21,107,979 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
