Dean James O&#x27;connor

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#

PROTOCOL WEALTH, LLC

Havertown, PA · CRD#

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

WAYNE, NJ · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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LPL FINANCIAL LLC

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Years of Experience

29 years registered in the securities industry

Current & Past Employments

Current

BTIG, LLCCurrent·CRD# 122225

BD

Park Avenue Tower 65 East 55th Street, New York, NY 10022

March 13, 2019 - Present

Past

SEAPORT GLOBAL SECURITIES LLCPast·CRD# 116270

BD

New York, NY

March 8, 2016 - March 12, 2019

INTL FCSTONE CREDIT TRADING LLCPast·CRD# 41025

BD

New York, NY

February 24, 2015 - February 17, 2016

GLOBAL HUNTER SECURITIES, LLCPast·CRD# 123003

BD

New York, NY

October 1, 2014 - January 26, 2015

SEAPORT GLOBAL SECURITIES LLCPast·CRD# 116270

BD

New York, NY

September 29, 2014 - January 13, 2015

GLOBAL HUNTER SECURITIES, LLCPast·CRD# 123003

BD

New York, NY

April 15, 2013 - September 29, 2014

COWEN SECURITIES LLCPast·CRD# 23510

BD

New York, NY

January 6, 2005 - March 25, 2013

BLAYLOCK & COMPANY, INC.Past·CRD# 35669

BD

New York, NY

February 12, 2004 - January 3, 2005

EAST SHORE PARTNERS, INC.Past·CRD# 28999

BD

Hauppauge, NY

February 21, 2003 - February 5, 2004

BMO CAPITAL MARKETS CORP.Past·CRD# 16686

BD

New York, NY

April 4, 1997 - March 21, 1999

DEUTSCHE IXE, LLCPast·CRD# 7172

BD

New York, NY

June 21, 1993 - March 17, 1997

Similar Advisors

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#

PROTOCOL WEALTH, LLC

Havertown, PA · CRD#

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

WAYNE, NJ · CRD#

Customer Relationship Summary (CRS / FINRA)

Current Firm

BL

BTIG, LLC

BASS TRADING, LLC | BTIG, LLC | BTIG ELECTRONIC TRADING | BAYPOINT TRADING, LLC

CRD#: 122225 / SEC#: 8-65473

BD

Broker-Dealer Firm Regulated by FINRA (San Francisco district office)

Contact Information

Main Address

350 Bush Street 9th Floor, San Francisco, CA 94104

Mailing Address

350 Bush Street 9th Floor, San Francisco, CA 94104

Phone Number

(415) 248-2200

Established

Delaware since 06/05/2002

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Large

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

Name	Position	CRD#
CONDOR TRADING LP	MANAGER/MEMBER	—
CZEPIEL, KYLE ROBERT	CHIEF OPERATING OFFICER	2360785
ENDRES, BRIAN KENNETH	CFO/FINOP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER	2673131
HAMILTON, AUSTIN	CHIEF COMPLIANCE OFFICER	2592315
LEROY, ANTON MAURICE	CHIEF EXECUTIVE OFFICER	2862204

Disclosures

Regulatory Event

12

Civil Event

1

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LPL FINANCIAL LLC

PARAMUS, NJ · CRD#

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#

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Havertown, PA · CRD#

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

WAYNE, NJ · CRD#

Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Similar Advisors

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#

PROTOCOL WEALTH, LLC

Havertown, PA · CRD#

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

WAYNE, NJ · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.

RR

Alabama
(3/13/2019)

RR

Alaska
(3/13/2019)

RR

Arizona
(3/13/2019)

RR

Arkansas
(3/13/2019)

RR

California
(3/13/2019)

RR

Colorado
(3/13/2019)

RR

Connecticut
(3/13/2019)

RR

Delaware
(3/13/2019)

RR

District of Columbia
(3/13/2019)

RR

Florida
(3/13/2019)

RR

Georgia
(3/13/2019)

RR

Hawaii
(3/13/2019)

RR

Idaho
(3/13/2019)

RR

Illinois
(3/13/2019)

RR

Indiana
(3/13/2019)

RR

Iowa
(3/13/2019)

RR

Kansas
(3/13/2019)

RR

Kentucky
(3/13/2019)

RR

Louisiana
(3/13/2019)

RR

Maine
(3/13/2019)

RR

Maryland
(3/13/2019)

RR

Massachusetts
(3/13/2019)

RR

Michigan
(3/13/2019)

RR

Minnesota
(3/13/2019)

RR

Mississippi
(3/13/2019)

RR

Missouri
(3/13/2019)

RR

Montana
(3/13/2019)

RR

Nebraska
(3/13/2019)

RR

Nevada
(3/13/2019)

RR

New Hampshire
(3/13/2019)

RR

New Jersey
(3/13/2019)

RR

New Mexico
(3/13/2019)

RR

New York
(3/13/2019)

RR

North Carolina
(3/13/2019)

RR

North Dakota
(3/13/2019)

RR

Ohio
(3/13/2019)

RR

Oklahoma
(3/13/2019)

RR

Oregon
(3/13/2019)

RR

Pennsylvania
(3/13/2019)

RR

Rhode Island
(3/13/2019)

RR

South Carolina
(3/13/2019)

RR

South Dakota
(3/13/2019)

RR

Texas
(3/13/2019)

RR

Utah
(3/13/2019)

RR

Vermont
(3/13/2019)

RR

Virgin Islands
(3/13/2019)

RR

Virginia
(3/13/2019)

RR

Washington
(3/13/2019)

RR

West Virginia
(3/13/2019)

RR

Wisconsin
(3/13/2019)

RR

Wyoming
(3/13/2019)

Exams

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CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Dean James O'connor's CRS (Customer Relationship Summary).

Similar Advisors

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#

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WAYNE, NJ · CRD#