Timothy J. Dabulis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy John Dabulis was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 1995. Timothy had worked at 15 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 24, 2017 - September 29, 2025
PAULSON INVESTMENT COMPANY LLC
July 21, 2016 - January 26, 2017
SW FINANCIAL
June 1, 2015 - July 20, 2016
NEWPORT COAST SECURITIES, INC.
February 7, 2014 - November 19, 2014
DAWSON JAMES SECURITIES, INC.
July 12, 2010 - February 11, 2014
STONEX SECURITIES INC.
May 1, 2009 - July 8, 2010
JESUP & LAMONT SECURITIES CORP
May 23, 2007 - May 4, 2009
NEWBRIDGE SECURITIES CORPORATION
June 30, 2006 - June 20, 2007
DAWSON JAMES SECURITIES, INC.
September 27, 2005 - June 30, 2006
CAPITAL GROWTH FINANCIAL, LLC
May 16, 2005 - September 23, 2005
DAWSON JAMES SECURITIES, INC.
October 25, 2002 - November 18, 2003
LLOYD, SCOTT & VALENTI, LTD.
March 12, 2002 - September 20, 2002
LLOYD, SCOTT & VALENTI, LTD.
August 10, 2000 - November 16, 2000
BARRON CHASE SECURITIES, INC.
July 29, 1997 - September 28, 1998
THE AGEAN GROUP, INC
April 28, 1997 - May 20, 1997
BRAUER & ASSOCIATES, INC.
November 27, 1996 - May 9, 1997
FIRST CAMBRIDGE SECURITIES CORPORATION
June 25, 1996 - November 21, 1996
PARAGON CAPITAL MARKETS, INC.
April 19, 1996 - October 2, 1996
J.W. BARCLAY & CO., INC.
March 18, 1996 - October 2, 1996
J.W. BARCLAY & CO., INC.
February 27, 1996 - March 18, 1996
J.W. BARCLAY & CO., INC.
September 8, 1995 - February 9, 1996
J.W. BARCLAY & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PAULSON INVESTMENT COMPANY LLC
CRD#: 5670 / SEC#: 801-107194, 8-26807
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PAULSON CAPITAL HOLDING COMPANY, LLC | OWNER | |
| CLARK, CHRISTOPHER STEVEN | CHAIRMAN, ELECTED MANAGER | 1952666 |
| PARIGIAN, THOMAS STEWART | ELECTED MANAGER | 1398840 |
| SETTEDUCATI, ROBERT JOSEPH | ELECTED MANAGER AND DIRECTOR OF BUSINESS DEVELOPMENT | 1352722 |
| DAVIS, TRENT DONALD | CHIEF EXECUTIVE OFFICER | 2137171 |
| RASMUSSEN, KATHLEEN HATLELI | CHIEF COMPLIANCE OFFICER | 2608755 |
| WINKS, MALCOLM ALEXANDER | PRESIDENT AND CFO/FINOP | 5153752 |
Disclosures
| Regulatory Event | 35 |
| Civil Event | 1 |
| Arbitration | 8 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
