Anthony D. Pappalardo
Professional summary
Anthony Dino Pappalardo, who also goes by Anthony D Pappalardo, Anthony Dino Pappalardo, Anthony Pappalardo, is a registered financial professional currently at CLEAR STREET LLC located in New York, New York.
Anthony is registered as a RR (Registered Representative) and started their career in finance in 1992. Anthony has worked at 15 firms and has passed the Series 63, Series 22TO, Series 99TO, Series 79TO, Series 57TO, Series 82TO, Series 52TO, Series 6TO, SIE, Series 55, Series 31, Series 7, Series 14, Series 39, Series 26, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Anthony Dino Pappalardo's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 16, 2025 - Present
CLEAR STREET LLC
Office #1: 4 World Trade Center 150 Greenwich Street 45th Floor, New York, NY, 10007June 21, 2021 - July 16, 2025
WELLS FARGO SECURITIES, LLC
May 10, 2019 - June 1, 2021
BOFA SECURITIES, INC.
August 5, 2016 - May 10, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 1, 2004 - July 28, 2016
JEFFERIES LLC
April 23, 2004 - October 5, 2004
WALNUT STREET SECURITIES, INC.
April 23, 2004 - October 5, 2004
NEW ENGLAND SECURITIES
April 23, 2004 - October 5, 2004
METROPOLITAN LIFE INSURANCE COMPANY
April 23, 2004 - October 5, 2004
MSI FINANCIAL SERVICES, INC.
January 5, 2004 - April 2, 2004
BLAYLOCK & COMPANY, INC.
March 31, 2000 - February 26, 2004
PARAGON CAPITAL MARKETS, INC.
June 4, 1999 - April 6, 2000
COWEN AND COMPANY
September 1, 1995 - May 14, 1999
SHARPE CAPITAL, INC.
March 7, 1994 - January 24, 1995
MORGAN STANLEY DW INC.
December 22, 1992 - January 26, 1994
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/16/2025)
(9/16/2025)
Exams
Series 22TO
Date: 1/2/2023
Direct Participation Programs Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 82TO
Date: 1/2/2023
Limited Representative-Private Securities OfferingsSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 55
Date: 10/12/1998
Limited Representative-Equity Trader ExamBOX Exchange LLC
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
Long-Term Stock Exchange, Inc.
MEMX LLC
MIAX Emerald, LLC
MIAX PEARL, LLC
MIAX Sapphire
Miami International Securities Exchange, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
NYSE Texas, Inc.
Nasdaq BX, Inc.
Nasdaq GEMX, LLC
Nasdaq ISE, LLC
Nasdaq MRX, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
CLEAR STREET LLC
CRD#: 288933 / SEC#: , 8-69972
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CLEAR STREET HOLDINGS LLC | SOLE CLASS A MEMBER | |
| AUSUBEL, ELLI MARK | DIRECTOR | 5715145 |
| COHEN, URIEL EPHRAIM | DIRECTOR | 4089765 |
| HAMMERICH, DALF PAUL | HEAD OF SUPPORT | 4710381 |
| MOCCIA, CHRISTY NOEL | CHIEF COMPLIANCE OFFICER | 4855629 |
| OLIVEIRA, BRIAN | CFO/FINOP/PRINCIPAL FINANCIAL OFFICER | 5371120 |
| SICKLICK, KENNETH | DIRECTOR | 7418830 |
| VOLZ, ANDREW | DIRECTOR, CHIEF EXECUTIVE OFFICER | 4808674 |
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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