Michael J. Crespo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Jude Crespo was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1993. Michael had worked at 7 firms and has passed the Series 65, Series 63, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 14, 2004 - December 18, 2012
QUEST CAPITAL STRATEGIES, INC.
May 29, 2001 - June 17, 2002
MORGAN STANLEY DW INC.
June 1, 1999 - February 5, 2001
HAPOALIM SECURITIES USA, INC.
August 22, 1996 - June 1, 1999
STUART, COLEMAN & CO., INC.
December 16, 1994 - March 10, 1997
INVESTORS ASSOCIATES, INC.
June 30, 1993 - December 8, 1994
T.R. WINSTON & COMPANY, LLC
May 17, 1993 - June 18, 1993
BLUESTONE CAPITAL CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
QUEST CAPITAL STRATEGIES, INC.
CRD#: 16783 / SEC#: 801-77927, 8-34532
Contact information
Disclosures
| Regulatory Event | 5 |
| Arbitration | 6 |
Red Flags
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