Richard W. Vynalek
Professional summary
Richard William Vynalek, who also goes by Richard W Vynalek, is a registered financial professional currently at PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC located in Newark, New Jersey.
Richard is registered as a RR (Registered Representative) and started their career in finance in 1992. Richard has worked at 12 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 6, Series 14, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Richard William Vynalek's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 17, 2023 - Present
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
Office #1: 655 Broad Street, Newark, NJ 07102May 8, 2019 - June 14, 2022
GLOBAL ATLANTIC DISTRIBUTORS, LLC
January 26, 2017 - April 22, 2019
SIMPLICITY FINANCIAL INVESTMENT SERVICES, INC.
December 3, 2012 - December 14, 2016
SYMETRA SECURITIES, INC.
March 7, 2012 - July 27, 2012
TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC.
March 7, 2012 - July 27, 2012
GLOBAL ATLANTIC DISTRIBUTORS, LLC
March 7, 2012 - July 27, 2012
HARTFORD FUNDS DISTRIBUTORS, LLC
May 2, 2008 - July 27, 2012
HIMCO DISTRIBUTION SERVICES COMPANY
August 14, 1997 - January 23, 2007
VOYA FINANCIAL PARTNERS, LLC
January 2, 1997 - July 3, 1997
FIS SECURITIES, INC.
May 10, 1994 - December 31, 1996
CONSECO SECURITIES, INC.
December 21, 1992 - May 15, 1993
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
December 21, 1992 - May 15, 1993
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
CRD#: 18353 / SEC#: , 8-36540
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PIFM HOLDCO, LLC | SOLE MEMBER | |
| HENNING, MEREDITH FARWELL | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 4315489 |
| LEE, H SOO | SENIOR VICE PRESIDENT AND CHIEF LEGAL OFFICER | 6834507 |
| LEIBOWITZ, KAREN | PRESIDENT AND CHIEF ADMINISTRATIVE OFFICER | 2693999 |
| SMIT, ROBERT PHILIP | CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 2332366 |
| TAITE, LOUIS ANTHONY | CHIEF OPERATIONS OFFICER AND SENIOR VICE PRESIDENT | 5065572 |
Disclosures
| Regulatory Event | 6 |
Red Flags
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