Diahn M. Mchenry
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Diahn Marie Mchenry was a registered financial professional .
Diahn is a previously registered financial professional and started their career in finance in 1992. Diahn had worked at 5 firms and has passed the Series 99TO, Series 6TO, SIE, Series 6 and Series 26 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 23, 2024 - July 29, 2026
AUGUSTAR DISTRIBUTORS, INC.
March 30, 2023 - April 3, 2023
FIDELITY & GUARANTY SECURITIES, LLC
December 17, 2010 - January 8, 2021
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
December 17, 1992 - June 5, 2006
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
December 17, 1992 - June 5, 2006
OSAIC FA, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 3/27/2024
Operations Professional ExaminationSeries 6TO
Date: 3/30/2023
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
AUGUSTAR DISTRIBUTORS, INC.
CRD#: 41081 / SEC#: , 8-49296
Contact information
FINRA licenses (42 States and Territories)
Documents
Red Flags
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