Lawrence J. Bedard

D.H. HILL ADVISORS

Kingwood, TX 77339

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CRD#: 2300509

Professional summary

Lawrence Joseph Bedard, who also goes by Larry Bedard, is a registered financial advisor currently at D.H. HILL ADVISORS, INC. located in Kingwood, Texas and D.H. HILL SECURITIES, LLLP located in Bayside, New York.

Lawrence is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Lawrence has worked at 10 firms and has passed the Series 63, Series 65, SIE, Series 22 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Larry Bedard

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) Capital GROWTH CORP. 214-32 WATERS EDGE DRIVE Ste. 1, BAYSIDE NY 11360. 01/01/1989 - PRESENT. FULL TIME. 40+ HOURS. INSURANCE, FIXED ANNUITIES, FINANCIAL ASSET MANAGER. 2.)OMNI FINANCIAL & INSURANCE SERVICES, 1101 FIFTH AVENUE STE 150, SAN RAFAEL CA 94901, INSURANCE AGENT, 40 HOURS PER MONTH, 40 HOURS PER MONTH DURING TRADING, 1/1/2015 TO PRESENT

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lawrence Joseph Bedard's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 17, 2015 - Present

D.H. HILL ADVISORS, INC.

Office #1: 1543 Green Oak Place Suite 100, Kingwood, TX 77339

RIA

CRD#: 116324

Kingwood, TX

Current

September 23, 2015 - Present

D.H. HILL SECURITIES, LLLP

Office #1: 21432 Waters Edge Drive, Bayside, NY 11360

CRD#: 41528

Bayside, NY

Past

November 14, 2013 - December 16, 2015

HORTER INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 119880

BAYSIDE, NY

Past

January 8, 2013 - April 2, 2013

FORTUNE FINANCIAL SERVICES, INC.

CRD#: 42150

MONACA, PA

Past

December 20, 2010 - December 31, 2012

MOLONEY SECURITIES CO., INC.

CRD#: 38535

MANCHESTER, MO

Past

October 30, 2009 - December 31, 2010

ALTERNATIVE WEALTH STRATEGIES, INC.

CRD#: 130933

JERICKO, NY

Past

January 16, 2007 - November 11, 2013

MERIDIAN FINANCIAL ADVISORS, LLC

RIA

CRD#: 122432

JERICHO, NY

Past

August 15, 2005 - December 31, 2006

MERIDIAN FINANCIAL ADVISORS, LLC

RIA

CRD#: 122432

HACKENSACK, NJ

Past

April 17, 2003 - October 16, 2009

STEVEN L. FALK & ASSOCIATES INC.

CRD#: 14297

JERICHO, NY

Past

June 19, 1997 - April 21, 2003

AMERIPROP, INC.

CRD#: 24305

MELVILLE, NY

Past

August 19, 1993 - June 11, 1997

GUARDIAN INVESTOR SERVICES LLC

CRD#: 6635

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

D.H. HILL ADVISORS, INC.

D.H. HILL ADVISORS, INC. | FIRST FINANCIAL UNITED MANAGEMENT, INC. | DBA D.H. HILL WEALTH MANAGEMENT

CRD#: 116324 / SEC#: 801-115203

RIA

Registered Investment Advisory firm - (5/2/2019 Approved)

Arizona

Registered Investment Advisory firm - (5/20/2019 Terminated)

California

Registered Investment Advisory firm - (6/19/2019 Terminated)

Colorado

Registered Investment Advisory firm - (5/29/2019 Terminated)

Delaware

Registered Investment Advisory firm - (5/21/2019 Terminated)

Florida

Registered Investment Advisory firm - (5/20/2019 Terminated)

Georgia

Registered Investment Advisory firm - (5/31/2019 Terminated)

Illinois

Registered Investment Advisory firm - (5/2/2019 Terminated)

Iowa

Registered Investment Advisory firm - (5/21/2019 Terminated)

Kansas

Registered Investment Advisory firm - (5/20/2019 Terminated)

Kentucky

Registered Investment Advisory firm - (11/14/2011 Terminated)

Louisiana

Registered Investment Advisory firm - (5/20/2019 Terminated)

Massachusetts

Registered Investment Advisory firm - (5/20/2019 Terminated)

Michigan

Registered Investment Advisory firm - (5/20/2019 Terminated)

Missouri

Registered Investment Advisory firm - (5/20/2019 Terminated)

Nebraska

Registered Investment Advisory firm - (5/28/2019 Terminated)

New Mexico

Registered Investment Advisory firm - (5/20/2019 Terminated)

New York

Registered Investment Advisory firm - (5/20/2019 Terminated)

North Carolina

Registered Investment Advisory firm - (6/6/2019 Terminated)

Ohio

Registered Investment Advisory firm - (5/21/2019 Terminated)

Oklahoma

Registered Investment Advisory firm - (5/20/2019 Terminated)

Rhode Island

Registered Investment Advisory firm - (5/20/2019 Terminated)

South Carolina

Registered Investment Advisory firm - (5/20/2019 Terminated)

Tennessee

Registered Investment Advisory firm - (5/22/2019 Terminated)

Texas

Registered Investment Advisory firm - (5/20/2019 Terminated)

Virginia

Registered Investment Advisory firm - (5/22/2019 Terminated)

Washington

Registered Investment Advisory firm - (5/27/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(9/28/2015)

Florida
(9/25/2015)

IAR

Louisiana
(12/17/2015)

New Jersey
(6/6/2016)

New York
(12/10/2015)

Pennsylvania
(12/9/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 12/8/2015

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 5/17/2004

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 22

Date: 3/19/2001

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 8/18/1993

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

D.H. HILL ADVISORS, INC.

D.H. HILL ADVISORS, INC. | FIRST FINANCIAL UNITED MANAGEMENT, INC. | DBA D.H. HILL WEALTH MANAGEMENT

CRD#: 116324 / SEC#: 801-115203

RIA

Registered Investment Advisory firm - (5/2/2019 Approved)

Arizona

Registered Investment Advisory firm - (5/20/2019 Terminated)

California

Registered Investment Advisory firm - (6/19/2019 Terminated)

Colorado

Registered Investment Advisory firm - (5/29/2019 Terminated)

Delaware

Registered Investment Advisory firm - (5/21/2019 Terminated)

Florida

Registered Investment Advisory firm - (5/20/2019 Terminated)

Georgia

Registered Investment Advisory firm - (5/31/2019 Terminated)

Illinois

Registered Investment Advisory firm - (5/2/2019 Terminated)

Iowa

Registered Investment Advisory firm - (5/21/2019 Terminated)

Kansas

Registered Investment Advisory firm - (5/20/2019 Terminated)

Kentucky

Registered Investment Advisory firm - (11/14/2011 Terminated)

Louisiana

Registered Investment Advisory firm - (5/20/2019 Terminated)

Massachusetts

Registered Investment Advisory firm - (5/20/2019 Terminated)

Michigan

Registered Investment Advisory firm - (5/20/2019 Terminated)

Missouri

Registered Investment Advisory firm - (5/20/2019 Terminated)

Nebraska

Registered Investment Advisory firm - (5/28/2019 Terminated)

New Mexico

Registered Investment Advisory firm - (5/20/2019 Terminated)

New York

Registered Investment Advisory firm - (5/20/2019 Terminated)

North Carolina

Registered Investment Advisory firm - (6/6/2019 Terminated)

Ohio

Registered Investment Advisory firm - (5/21/2019 Terminated)

Oklahoma

Registered Investment Advisory firm - (5/20/2019 Terminated)

Rhode Island

Registered Investment Advisory firm - (5/20/2019 Terminated)

South Carolina

Registered Investment Advisory firm - (5/20/2019 Terminated)

Tennessee

Registered Investment Advisory firm - (5/22/2019 Terminated)

Texas

Registered Investment Advisory firm - (5/20/2019 Terminated)

Virginia

Registered Investment Advisory firm - (5/22/2019 Terminated)

Washington

Registered Investment Advisory firm - (5/27/2019 Terminated)

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Contact information

Main Address

1543 Green Oak Place Suite 100, Kingwood, TX 77339

Mailing Address

1543 Green Oak Place Suite 100, Kingwood, TX 77339

Phone number

(832) 644-1852

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (27 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV 2A: APPENDIX 1- D.H. HILL ADVISORS INC, WRAP BROCHURE (3/27/2025)

FORM ADV 2A: D.H. HILL ADVISORS, INC. DISCLOSURE BROCHURE (3/27/2025)

Regulatory assets under management

Total Number of Accounts	953
AUM (Assets Under Management)	$ 196,852,282

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Lawrence J. Bedard

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lawrence Joseph Bedard's CRS (Customer Relationship Summary).

Certified licenses

Experience

D.H. HILL SECURITIES, LLLP

HORTER INVESTMENT MANAGEMENT, LLC

FORTUNE FINANCIAL SERVICES, INC.

MOLONEY SECURITIES CO., INC.

ALTERNATIVE WEALTH STRATEGIES, INC.

MERIDIAN FINANCIAL ADVISORS, LLC

MERIDIAN FINANCIAL ADVISORS, LLC

STEVEN L. FALK & ASSOCIATES INC.

AMERIPROP, INC.

GUARDIAN INVESTOR SERVICES LLC

Primary Firm SEC Registration

D.H. HILL ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 12/8/2015

Series 65

Date: 5/17/2004

SIE

Date: 10/1/2018

Series 22

Date: 3/19/2001

Series 6

Date: 8/18/1993

FINRA

Current Firm

D.H. HILL ADVISORS, INC.

Contact information

SEC notice filing (27 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

D.H. HILL ADVISORS, INC.

TRUST BUT VERIFY

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