Lawrence M. Ladd

CORONADO INVESTMENT ADVISORS

Carlsbad, CA 92009

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CRD#: 2300135

Professional summary

Lawrence Michael Ladd, CFP® is a registered financial advisor currently at CORONADO INVESTMENT ADVISORS, LLC located in Carlsbad, California.

Lawrence is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Lawrence has worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Financial Counselor for Military Service Members Entity Name: Magellan Financial Address: 2800 Shirlington Rd. #350, Arlington, VA 22206 Position/Title: Personal Financial Counselor Nature of Business: Financial Counseling for Military Service Members Description of Duties: Budget, review of credit card debt, etc. Start Date - End Date: May 15, 2025 - Present Hours per Month: 173 Investment-Related: No (investment advice is strictly prohibited)

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lawrence Michael Ladd's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1998

Experience

Current

March 30, 2016 - Present

CORONADO INVESTMENT ADVISORS, LLC

Office #1: 2794 Gateway Road #115, Carlsbad, CA 92009

RIA

CRD#: 283420

Carlsbad, CA

Past

September 4, 2013 - March 17, 2016

FINANCIAL GUIDANCE GROUP, INC.

RIA

CRD#: 108799

CORONADO, CA

Past

January 11, 1996 - August 6, 1996

INVEST FINANCIAL CORPORATION

CRD#: 12984

APPLETON, WI

Past

August 9, 1993 - June 8, 1995

STIFEL, NICOLAUS & COMPANY, INCORPORATED

CRD#: 793

ST. LOUIS, MO

Past

January 6, 1993 - May 25, 1993

CHATFIELD DEAN & CO., INC.

CRD#: 14714

GREENWOOD VILLAGE, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(4/27/2016)

IAR

Florida
(5/17/2016)

IAR

New Mexico
(3/30/2016)

IAR

Oklahoma
(5/9/2016)

IAR

Texas
(4/15/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/22/1994

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/1/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/30/1992

General Securities Representative Examination

Current Firm

CORONADO INVESTMENT ADVISORS, LLC

CRD#: 283420 / SEC#:

California

Registered Investment Advisory firm - (4/27/2016 Approved)

Florida

Registered Investment Advisory firm - (5/17/2016 Approved)

New Mexico

Registered Investment Advisory firm - (3/29/2016 Approved)

Oklahoma

Registered Investment Advisory firm - (5/6/2016 Approved)

Texas

Registered Investment Advisory firm - (4/15/2016 Conditional Restricted)

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Contact information

Main Address

2794 Gateway Road #115, Carlsbad, CA 92009

Mailing Address

Phone number

(619) 568-6840

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	64
AUM (Assets Under Management)	$ 28,299,823

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Lawrence M. Ladd

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lawrence Michael Ladd's CRS (Customer Relationship Summary).

Certified licenses

Experience

CORONADO INVESTMENT ADVISORS, LLC

FINANCIAL GUIDANCE GROUP, INC.

INVEST FINANCIAL CORPORATION

STIFEL, NICOLAUS & COMPANY, INCORPORATED

CHATFIELD DEAN & CO., INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 9/22/1994

Series 63

Date: 2/1/1993

Series 7

Date: 12/30/1992

Current Firm

CORONADO INVESTMENT ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CORONADO INVESTMENT ADVISORS, LLC

TRUST BUT VERIFY

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