Donald F. Hinrichs
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald Frank Hinrichs, CFP®, who also goes by Don Hinrichs, was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 1992. Donald had worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 1, 2009 - November 4, 2014
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
September 25, 2002 - November 4, 2014
RAYMOND JAMES FINANCIAL SERVICES, INC.
August 7, 2000 - October 10, 2002
CETERA WEALTH SERVICES, LLC
January 4, 1996 - August 8, 2000
CETERA INVESTMENT SERVICES LLC
May 23, 1995 - January 5, 1996
TRADESTAR INVESTMENTS,INC.
November 25, 1992 - May 24, 1995
LUTHERAN BROTHERHOOD SECURITIES CORP.
Primary Firm SEC Registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,030,208 |
| AUM (Assets Under Management) | $ 344,868,106,925 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/12/2025 | ||
| 08/21/2024 | ||
| 09/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
