EB
Eric L. Brachfeld
MVP MANAGER
NEW YORK, NY 10016
Some features on this profile are disabled
CRD#: 2297883
EB
Professional summary
Eric Louis Brachfeld is a registered financial advisor currently at MVP MANAGER LLC located in New York, New York and VNTR SECURITIES LLC located in New York, New York.
Eric is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Eric has worked at 10 firms and has passed the Series 65, Series 63, Series 79TO, Series 99TO, SIE, Series 87, Series 7, Series 14 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Eric Louis Brachfeld's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 27, 2026 - Present
MVP MANAGER LLC
Office #1: 152 Madison Avenue 7th Floor, New York, NY, 10016RIA
CRD#: 282143
NEW YORK, NY
Current
December 21, 2016 - Present
VNTR SECURITIES LLC
Office #1: 152 Madison Avenue 7th Floor, New York, NY, 10016Office #2: 152 Madison Avenue 7th Floor, New York, NY, 10016BD
CRD#: 283856
New York, NY
Past
October 13, 2014 - December 7, 2016
FUSION ANALYTICS SECURITIES LLC
BD
CRD#: 124245
New York, NY
Past
March 7, 2014 - August 5, 2014
MORPHEUS SECURITIES LLC
BD
CRD#: 45561
WEST ORANGE, NJ
Past
May 17, 2011 - May 7, 2014
GENTRY SECURITIES LLC
BD
CRD#: 155142
NEW YORK, NY
Past
September 8, 2010 - May 11, 2011
BRIDGE CAPITAL ASSOCIATES, INC.
BD
CRD#: 143475
NEW YORK, NY
Past
November 25, 2009 - July 1, 2010
LEDGEMONT CAPITAL MARKETS LLC
BD
CRD#: 119340
NEW YORK, NY
Past
October 30, 2009 - November 4, 2009
LEDGEMONT CAPITAL MARKETS LLC
BD
CRD#: 119340
NEW YORK, NY
Past
February 4, 2008 - July 29, 2010
LEDGEMONT SECURITIES LLC
BD
CRD#: 145009
NEW YORK, NY
Past
January 2, 2003 - January 25, 2008
MIDDLEBURY SECURITIES LLC
BD
CRD#: 122602
NEW YORK, NY
Past
January 4, 1993 - July 10, 2001
MCFARLAND DEWEY SECURITIES CO., LLC
BD
CRD#: 25768
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MM
MVP MANAGER LLC
MVP MANAGER LLC | MVP OF MANAGER LLC | MVP OF MANAGER
CRD#: 282143 / SEC#: 801-117440
RIA
Registered Investment Advisory firm - (10/8/2019 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/2/2019)
RR
Alaska(3/27/2020)
RR
Arizona(6/28/2018)
RR
Arkansas(5/26/2020)
RR
California(7/26/2017)
RR
Colorado(2/8/2018)
RR
Connecticut(10/26/2017)
RR
Delaware(2/15/2018)
RR
District of Columbia(3/7/2018)
RR
Florida(10/6/2017)
RR
Georgia(9/13/2017)
RR
Hawaii(8/19/2020)
RR
Idaho(3/10/2020)
RR
Illinois(3/24/2017)
RR
Indiana(3/21/2018)
RR
Iowa(3/10/2020)
RR
Kansas(4/15/2020)
RR
Kentucky(3/10/2020)
RR
Louisiana(2/2/2018)
RR
Maine(5/28/2021)
RR
Maryland(4/7/2017)
RR
Massachusetts(4/24/2017)
RR
Michigan(10/5/2017)
RR
Minnesota(4/9/2020)
RR
Mississippi(3/10/2020)
RR
Missouri(8/1/2018)
RR
Montana(3/18/2020)
RR
Nebraska(5/19/2021)
RR
Nevada(3/18/2020)
RR
New Hampshire(5/9/2018)
RR
New Jersey(11/13/2017)
RR
New Mexico(5/3/2024)
RR
New York(4/7/2017)
IAR
New York(4/27/2026)
RR
North Carolina(3/10/2020)
RR
North Dakota(3/19/2020)
RR
Ohio(4/10/2018)
RR
Oklahoma(3/10/2020)
RR
Oregon(4/20/2017)
RR
Pennsylvania(2/6/2018)
RR
Puerto Rico(4/13/2023)
RR
Rhode Island(3/10/2020)
RR
South Carolina(2/6/2018)
RR
South Dakota(4/6/2020)
RR
Tennessee(5/28/2021)
RR
Texas(5/31/2017)
RR
Utah(3/10/2020)
RR
Vermont(6/29/2021)
RR
Virginia(6/5/2018)
RR
Washington(5/17/2017)
RR
West Virginia(3/31/2020)
RR
Wisconsin(3/20/2020)
RR
Wyoming(4/7/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
MM
MVP MANAGER LLC
MVP MANAGER LLC | MVP OF MANAGER LLC | MVP OF MANAGER
CRD#: 282143 / SEC#: 801-117440
RIA
Registered Investment Advisory firm - (10/8/2019 Approved)PREMIUM
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Contact information
Main Address
152 Madison Avenue 7th Floor, New York, NY, 10016
Mailing Address
Phone number
(212) 858-9900
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 73 |
| AUM (Assets Under Management) | $ 1,144,639,052 |
Exempt reporting advisers
Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.
| SEC / JURISDICTION | REPORTING STATUS | EFFECTIVE DATE |
|---|---|---|
| SEC | ERA - Withdrawn | 9/5/2019 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
