Lynn T. Anderson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lynn Thomas Anderson, who also goes by Lynn Thomas Morgan, Lynn Thomas, Marjorie Lynn Morgan Thomas, Lynn Thomas Whiteford, was a registered financial professional .
Lynn is a previously registered financial professional and started their career in finance in 1993. Lynn had worked at 9 firms and has passed the Series 66, Series 63, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 26, 2003 - June 20, 2012
TRUIST INVESTMENT SERVICES, INC.
March 24, 2003 - June 20, 2012
TRUIST INVESTMENT SERVICES, INC.
April 26, 2002 - April 1, 2003
BANC OF AMERICA INVESTMENT SERVICES, INC.
October 19, 2000 - April 1, 2003
BANC OF AMERICA INVESTMENT SERVICES, INC.
October 1, 2000 - December 9, 2000
WELLS FARGO CLEARING SERVICES, LLC
October 9, 1998 - October 1, 2000
FIRST UNION BROKERAGE SERVICES, INC.
March 5, 1996 - September 29, 1998
CRESTAR SECURITIES CORPORATION
January 1, 1996 - March 18, 1996
FIRST UNION BROKERAGE SERVICES, INC.
November 29, 1994 - January 1, 1996
FIRST FIDELITY BROKERS, INC.
June 24, 1994 - December 14, 1994
BALTIMORE BANCORP INVESTMENT SERVICES, INC.
February 25, 1994 - May 24, 1994
CITIZENS BROKERAGE SERVICES, INC.
February 25, 1993 - December 10, 1993
IFMG SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRUIST INVESTMENT SERVICES, INC.
CRD#: 17499 / SEC#: 801-56443, 8-35355
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRUIST FINANCIAL CORPORATION | HOLDING COMPANY | |
| CALLENDER, EVELYN MICHELLE | TREASURER AND CHIEF FINANCIAL OFFICER | 7591739 |
| CENTENO, PATRICIA REED | DEPUTY CHIEF COMPLIANCE OFFICER | 2239528 |
| COBBS, JENI RACHEL | COMPLIANCE OFFICER | 4354424 |
| CRAM, BRYAN SCOTT | VICE CHAIRMAN/EXECUTIVE VICE PRESIDENT | 2723431 |
| DOWHOWER, BRIAN SEAN | CHAIRMAN/PRESIDENT/CHIEF EXECUTIVE OFFICER | 4202574 |
| DUNN, JEFFREY TODD | DIRECTOR/EXECUTIVE VICE PRESIDENT | 4228631 |
| HECHTLINGER, SUSAN | DIRECTOR/CHIEF COMPLIANCE OFFICER/SENIOR VICE PRESIDENT | 2890466 |
| MAVICO, CECILIA BAUTE | SENIOR VICE CHAIRMAN/CHIEF OPERATING OFFICER/CORPORATE SECRETARY | 3261303 |
| NORMAN, ANNMARIE CARROLL | COMPLIANCE OFFICER | 2993726 |
| TYSON, TONYA | CHIEF OPERATIONS OFFICER/SENIOR VICE PRESIDENT/ASSISTANT CORPORATE SECRETARY | 1987448 |
| WEHINGER, LEAH ROWE | DIRECTOR/EXECUTIVE VICE PRESIDENT | 1719505 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 14 |
| Bond | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
