James Frank Antosh
Professional Summary
James Frank Antosh was a registered financial advisor. James was a previously registered financial professional and started their career in finance 1993 - 2013. James had worked at 5 firms and has passed the Series 63, Series 7, Series 27, Series 8, Series 4 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
33 years in the financial services industry
Current & Past Employments
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Current Firm
STOCKCROSS FINANCIAL SERVICES | STOCKCROSS, INC. | STOCKCROSS TRADING GROUP | STOCKCROSS FINANCIAL SERVICES, INC.
Contact Information
Main Address
9464 Wilshire Blvd, Beverly Hills, CA 90212Established
Massachusetts since 08/03/1973Firm Type
CorporationFiscal Year End
DecemberDocuments
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GEBBIA, JOHN MICHAEL | DIRECTOR, EVP | 1866455 |
| GEBBIA, RICHARD SAL | CEO, PRESIDENT, DIRECTOR | 2348552 |
| MURIEL SIEBERT & CO., INC. | OWNER | 5376 |
| COLOMBINO, MICHAEL JONATHAN | CFO; TREASURER | 4871852 |
| DIPIPPO, ALBERT FRANCIS | ROSFP | 726636 |
| LOGUE, DANIEL PATRICK | CHIEF COMPLIANCE OFFICER; AMLCO | 1501135 |
| SCHEBECE, GREGORY CHARLES | EXECUTIVE VICE PRESIDENT, COO | 1498632 |
| SHANKMAN, CRAIG MICHAEL | DIRECTOR OF TECHNOLOGY | — |
| TASSELL, MATTHEW ERIC | DIRECTOR OF CORPORATE SERVICES | — |
| ZABATTA, CHARLES ANTHONY SR | OWNER | — |
Disclosures
Regulatory Event
20Arbitration
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed Jan 1998Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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