TS
Torry C. Scott
CARY STREET PARTNERS
AUSTIN, TX 78731
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CRD#: 2297432
TS
Professional summary
Torry Christian Scott is a registered financial advisor currently at CARY STREET PARTNERS located in Austin, Texas and CARY STREET PARTNERS located in Austin, Texas.
Torry is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Torry has worked at 7 firms and has passed the Series 65, Series 63, Series 52TO, Series 79TO, Series 99TO, SIE, Series 3, Series 7, Series 24 and Series 53 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OWNER OF RENTAL PROPERTIES SINCE 01/2000, DEVOTING APPROX 1 HR PER MONTH DURING TRADING HOURS. DUTIES INCLUDE RECORD KEEPING, MANAGING PROPERTIES, AND COORDINATING MAINTENANCE AND REPAIRS. Trustee/Executor Position, Investment Related, Serve as estate Trustee/Executor if all others are deceased, Contingent Executor/Truestee, 2022-08-16,0 hours per month,0 hours per month during trading hours, Potential Fee Based Compensation.
CRS (Client Relationship Summary) - RIA
Click below to view Torry Christian Scott's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 1, 2013 - Present
CARY STREET PARTNERS
Office #1: 7801 Capital Of Texas Highway, Suite 310, Austin, TX 78731RIA
CRD#: 128545
AUSTIN, TX
Current
October 24, 2013 - Present
CARY STREET PARTNERS
Office #1: 7000 N. Mopac Expy Suite 150, Austin, TX 78731BD
CRD#: 128089
Austin, TX
Past
May 16, 2006 - December 10, 2013
RIVERSTONE WEALTH MANAGEMENT, INC.
RIA
CRD#: 40418
AUSTIN, TX
Past
December 18, 2000 - February 10, 2014
RIVERSTONE WEALTH MANAGEMENT, INC.
BD
CRD#: 40418
AUSTIN, TX
Past
December 8, 1995 - December 18, 2000
THE AVANTUS GROUP, INC.
BD
CRD#: 39347
AUSTIN, TX
Past
May 10, 1995 - December 31, 1995
FIRST MONTAUK SECURITIES CORP.
BD
CRD#: 13755
RED BANK, NJ
Past
June 30, 1994 - May 11, 1995
H.J. MEYERS & CO., INC.
BD
CRD#: 15609
ROCHESTER, NY
Past
November 16, 1992 - June 29, 1994
DICKINSON & CO.
BD
CRD#: 689
DES MOINES, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CS
CARY STREET PARTNERS
CARY STREET PARTNERS | WAYPOINT ADVISORS | VIKING WEALTH ADVISERS | CARY STREET PARTNERS INVESTMENT ADVISORY, LLC | CARY STREET PARTNERS INVESTMENT ADVISORY LLC
CRD#: 128545 / SEC#: 801-64239
RIA
Registered Investment Advisory firm - (8/12/2005 Approved)Virginia
Registered Investment Advisory firm - (3/2/2007 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(12/6/2013)
RR
Colorado(12/6/2013)
RR
Connecticut(7/12/2024)
RR
Florida(12/6/2013)
RR
Georgia(1/16/2020)
RR
Illinois(11/7/2022)
RR
Louisiana(12/6/2024)
RR
Massachusetts(12/6/2024)
RR
Michigan(12/9/2013)
RR
Minnesota(10/2/2016)
RR
New Jersey(9/26/2022)
RR
New Mexico(1/28/2019)
RR
North Carolina(11/22/2023)
IAR
North Carolina(11/30/2023)
RR
North Dakota(2/13/2018)
RR
Oklahoma(12/9/2019)
RR
Oregon(3/30/2023)
RR
Tennessee(9/25/2019)
RR
Texas(10/24/2013)
IAR
Texas(11/1/2013)
RR
Washington(9/28/2020)
RR
Wisconsin(12/6/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CS
CARY STREET PARTNERS
CARY STREET PARTNERS | WAYPOINT ADVISORS | VIKING WEALTH ADVISERS | CARY STREET PARTNERS INVESTMENT ADVISORY, LLC | CARY STREET PARTNERS INVESTMENT ADVISORY LLC
CRD#: 128545 / SEC#: 801-64239
RIA
Registered Investment Advisory firm - (8/12/2005 Approved)Virginia
Registered Investment Advisory firm - (3/2/2007 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
901 East Byrd Street Suite 1001, Richmond, VA 23219
Mailing Address
Phone number
(804) 340-8100
Established
Firm type
Fiscal year end
# of Employees
166
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 13,853 |
| AUM (Assets Under Management) | $ 8,263,891,736 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/22/2024 | ||
| 07/25/2023 | ||
| 01/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
