Christopher Henderson
Professional summary
Christopher Henderson, who also goes by Christopher J Henderson, Christopher John Henderson, is a registered financial professional currently at NATIONAL FINANCIAL SERVICES LLC located in Smithfield, Rhode Island.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 1993. Christopher has worked at 7 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 6 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher Henderson's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 8, 2026 - Present
NATIONAL FINANCIAL SERVICES LLC
Office #1: 500 Salem Street, Smithfield, RI 02917March 31, 2025 - July 17, 2026
STRATEGIC ADVISERS LLC
March 27, 2023 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
April 29, 2022 - July 17, 2026
FIDELITY BROKERAGE SERVICES LLC
March 1, 2000 - December 31, 2002
KEYPORT FINANCIAL SERVICES CORP.
October 11, 1999 - February 11, 2000
BOFA DISTRIBUTORS, INC.
July 2, 1996 - October 8, 1999
KEYPORT FINANCIAL SERVICES CORP.
March 3, 1993 - May 21, 1996
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
What does exam status mean?
Series 7TO
Passed: 4/29/2022
General Securities Representative ExaminationSeries 6
Passed: 3/1/1993
FINRA
Current Firm
NATIONAL FINANCIAL SERVICES LLC
CRD#: 13041 / SEC#: 801-50706, 8-26740
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | SOLE MEMBER | |
| ADAMS, ROBERT JOHN | CHIEF OPERATIONS OFFICER/ELECTED MANAGER | 1291582 |
| CRUPI, KAREN MICHELE | CHIEF LEGAL OFFICER | 2982229 |
| DYER, JANET MARIE | CHIEF COMPLIANCE OFFICER | 3186352 |
| MCGRAW, GERARD JOHN | DIRECTOR | 4713963 |
| PAGLIOCCO, JAMES (NMN) | DIRECTOR | 2141541 |
| RHODES, NOAH BUTLER | CHIEF FINANCIAL OFFICER | 6546392 |
| TESAURO, THOMAS JOHN | ELECTED MANAGER | 1862532 |
| TESAURO, THOMAS JOHN | PRESIDENT | 1862532 |
Disclosures
| Regulatory Event | 47 |
| Civil Event | 1 |
| Arbitration | 15 |
Red Flags
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