Darryl S. Grayson

ACR ALPINE CAPITAL RESEARCH

MT. LAUREL, NJ 08054

Some features on this profile are disabled

CRD#: 2296764

Professional summary

Darryl Stephen Grayson, who also goes by Darryl Greenberg, is a registered financial advisor currently at ACR ALPINE CAPITAL RESEARCH, LLC located in Mt. Laurel, New Jersey and IMST DISTRIBUTORS, LLC located in St. Louis, Missouri.

Darryl is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Darryl has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Darryl Greenberg

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Alpine Capital Research, LLC; Investment Related; Registered Investment Advisor; Jupiter, FL; 12/2014 ; Head of Client Relations & Distribution; Market/promote product line of mutual funds + SMA's to financial intermediaries; 160 hours per month, 120 during trading hours. 2) ERI JUL LLC; Investment Related; Cherry Hill, NJ; Investments; Owner; Start Date 9/2017; 0 hours per month; owner of LLC to receive stocks and dividends

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Darryl Stephen Grayson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 28, 2010 - Present

ACR ALPINE CAPITAL RESEARCH, LLC

Office #1: 3000 Atrium Way Suite 330, Mt. Laurel, NJ 08054

RIA

CRD#: 110933

MT. LAUREL, NJ

Current

December 23, 2014 - Present

IMST DISTRIBUTORS, LLC

Office #1: 190 Carondelet Plaza Suite 1300, St. Louis, MO 63105

CRD#: 130745

St. Louis, MO

Past

February 28, 2011 - December 9, 2014

CAPITOL SECURITIES MANAGEMENT, INC.

RIA

CRD#: 14169

MT. LAUREL, NJ

Past

August 18, 2010 - December 9, 2014

CAPITOL SECURITIES MANAGEMENT, INC.

CRD#: 14169

GLEN ALLEN, VA

Past

March 1, 2007 - January 12, 2009

WILMINGTON BROKERAGE SERVICES COMPANY

RIA

CRD#: 14942

PHILADELPHIA, PA

Past

August 2, 2006 - January 12, 2009

WILMINGTON BROKERAGE SERVICES COMPANY

CRD#: 14942

PHILADELPHIA, PA

Past

September 2, 2003 - May 24, 2006

G.RESEARCH, LLC

CRD#: 7353

RYE, NY

Past

May 1, 2003 - May 7, 2003

M&T SECURITIES, INC.

CRD#: 17358

BALTIMORE, MD

Past

January 14, 2002 - May 1, 2003

ALLFIRST BROKERAGE CORPORATION

CRD#: 17531

BALTIMORE, MD

Past

December 31, 2000 - November 12, 2001

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CRD#: 145

RADNOR, PA

Past

March 14, 1997 - December 31, 2000

DELAWARE DISTRIBUTORS, L.P.

CRD#: 14232

PHILADELPHIA, PA

Past

August 1, 1995 - October 26, 1995

PERSHING LLC

CRD#: 7560

JERSEY CITY, NJ

Past

March 30, 1994 - July 11, 1995

OCC DISTRIBUTORS LLC

CRD#: 18541

NEW YORK, NY

Past

January 29, 1993 - February 8, 1994

OPPENHEIMERFUNDS DISTRIBUTOR, INC.

CRD#: 7834

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ACR ALPINE CAPITAL RESEARCH, LLC

ACR ALPINE CAPITAL RESEARCH, LLC | ALPINE PRIVATE CAPITAL | ALPINE INVESTMENT MANAGEMENT,LLC | ACR ALPINE CAPTIAL RESEARCH

CRD#: 110933 / SEC#: 801-60694

RIA

Registered Investment Advisory firm - (11/13/2001 Approved)

Indiana

Registered Investment Advisory firm - (9/28/2002 Terminated)

Missouri

Registered Investment Advisory firm - (11/13/2001 Terminated)

Texas

Registered Investment Advisory firm - (11/30/2001 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(1/20/2015)

Alaska
(1/20/2015)

Arizona
(1/20/2015)

Arkansas
(1/20/2015)

California
(12/23/2014)

Colorado
(1/20/2015)

Connecticut
(1/20/2015)

Delaware
(1/20/2015)

District of Columbia
(1/20/2015)

Florida
(1/20/2015)

Georgia
(1/20/2015)

Hawaii
(1/20/2015)

Idaho
(1/20/2015)

Illinois
(1/20/2015)

Indiana
(1/20/2015)

Iowa
(1/20/2015)

Kansas
(1/20/2015)

Kentucky
(1/20/2015)

Louisiana
(1/20/2015)

Maine
(1/20/2015)

Maryland
(1/20/2015)

Massachusetts
(1/20/2015)

Michigan
(1/20/2015)

Minnesota
(1/20/2015)

Mississippi
(1/20/2015)

Missouri
(1/20/2015)

Montana
(1/20/2015)

Nebraska
(1/20/2015)

Nevada
(1/20/2015)

New Hampshire
(1/20/2015)

IAR

New Jersey
(8/30/2010)

New Jersey
(1/20/2015)

New Mexico
(1/20/2015)

New York
(1/20/2015)

North Carolina
(1/21/2015)

North Dakota
(1/20/2015)

Ohio
(1/20/2015)

Oklahoma
(1/20/2015)

Oregon
(1/20/2015)

Pennsylvania
(1/20/2015)

Rhode Island
(1/20/2015)

South Carolina
(1/20/2015)

South Dakota
(1/20/2015)

Tennessee
(1/20/2015)

IAR

Texas
(8/28/2010)

Texas
(1/20/2015)

Utah
(1/20/2015)

Vermont
(1/20/2015)

Virginia
(1/20/2015)

Washington
(1/20/2015)

West Virginia
(1/20/2015)

Wisconsin
(1/20/2015)

Wyoming
(1/20/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/15/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/25/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/26/1993

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/1/1997

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

ACR ALPINE CAPITAL RESEARCH, LLC

ACR ALPINE CAPITAL RESEARCH, LLC | ALPINE PRIVATE CAPITAL | ALPINE INVESTMENT MANAGEMENT,LLC | ACR ALPINE CAPTIAL RESEARCH

CRD#: 110933 / SEC#: 801-60694

RIA

Registered Investment Advisory firm - (11/13/2001 Approved)

Indiana

Registered Investment Advisory firm - (9/28/2002 Terminated)

Missouri

Registered Investment Advisory firm - (11/13/2001 Terminated)

Texas

Registered Investment Advisory firm - (11/30/2001 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

190 Carondelet Plaza Suite 1300, St. Louis, MO 63105

Mailing Address

Phone number

(314) 932-7600

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ACR ADV PART 2A - MARCH 31, 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	6,394
AUM (Assets Under Management)	$ 8,511,877,560

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Boris Niko

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Feasterville, PA

Robert Boland

RBC CAPITAL MARKETS, LLC

IAR

Malvern, PA

Peter Gaertner

ROFFMAN MILLER ASSOCIATES INC

IAR

Philadelphia, PA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Darryl S. Grayson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Darryl Stephen Grayson's CRS (Customer Relationship Summary).

Certified licenses

Experience

IMST DISTRIBUTORS, LLC

CAPITOL SECURITIES MANAGEMENT, INC.

CAPITOL SECURITIES MANAGEMENT, INC.

WILMINGTON BROKERAGE SERVICES COMPANY

WILMINGTON BROKERAGE SERVICES COMPANY

G.RESEARCH, LLC

M&T SECURITIES, INC.

ALLFIRST BROKERAGE CORPORATION

LINCOLN FINANCIAL DISTRIBUTORS, INC.

DELAWARE DISTRIBUTORS, L.P.

PERSHING LLC

OCC DISTRIBUTORS LLC

OPPENHEIMERFUNDS DISTRIBUTOR, INC.

Primary Firm SEC Registration

ACR ALPINE CAPITAL RESEARCH, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/15/1998

Series 63

Date: 5/25/1993

SIE

Date: 10/1/2018

Series 7

Date: 1/26/1993

Series 24

Date: 10/1/1997

FINRA

Current Firm

ACR ALPINE CAPITAL RESEARCH, LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ACR ALPINE CAPITAL RESEARCH, LLC

TRUST BUT VERIFY

Similar Advisors