John J. Quigley
Professional summary
John Jeffrey Quigley is a registered financial professional currently at BTIG, LLC located in New York, New York.
John is registered as a RR (Registered Representative) and started their career in finance in 1992. John has worked at 5 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Jeffrey Quigley's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 9, 2010 - Present
BTIG, LLC
Office #1: Park Avenue Tower 65 East 55th Street, New York, NY 10022May 11, 2006 - July 9, 2010
G-2 TRADING,LLC
April 16, 2004 - May 2, 2005
ELECTRONIC TRADING GROUP, LLC
February 14, 2002 - November 11, 2002
GOLDMAN SACHS & CO. LLC
December 24, 1992 - February 13, 2002
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/20/2011)
(7/20/2010)
(12/22/2010)
(7/12/2010)
(12/16/2010)
(7/9/2010)
(2/15/2011)
(1/10/2011)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 2/22/2000
Limited Representative-Equity Trader ExamCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
MEMX LLC
NYSE Arca, Inc.
Nasdaq ISE, LLC
Nasdaq Stock Market
Current Firm
BTIG, LLC
CRD#: 122225 / SEC#: , 8-65473
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 11 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
