Sherrie L. Stalzer

NFSG

Boca Raton, FL 33432

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CRD#: 2296388

Professional summary

Sherrie Lynn Stalzer, who also goes by Sherrie L Kirkpatrick, Sherrie Lynn Kirkpatrick, Sherrie Kirkpatrick, Sherrie L Stalzer, Sherrie Stalzer, is a registered financial advisor currently at NFSG CORPORATION located in Boca Raton, Florida and NEWBRIDGE SECURITIES CORPORATION located in Boca Raton, Florida.

Sherrie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Sherrie has worked at 11 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Sherrie L Kirkpatrick | Sherrie Lynn Kirkpatrick | Sherrie Kirkpatrick | Sherrie L Stalzer | Sherrie Stalzer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INSURANCE: INSURANCE AGENT/INSURANCE SALES

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sherrie Lynn Stalzer's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 7, 2022 - Present

NFSG CORPORATION

Office #1: 1200 North Federal Highway Suite 400, Boca Raton, FL 33432

RIA

CRD#: 130814

Boca Raton, FL

Current

February 3, 2020 - Present

NEWBRIDGE SECURITIES CORPORATION

Office #1: 1200 North Federal Highway Suite 400, Boca Raton, FL 33432

CRD#: 104065

Boca Raton, FL

Past

August 23, 2013 - May 25, 2018

J.P. MORGAN SECURITIES LLC

CRD#: 79

BOCA RATON, FL

Past

October 31, 2007 - May 17, 2013

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

BOCA RATON, FL

Past

August 20, 2003 - August 17, 2006

NEWBRIDGE SECURITIES CORPORATION

CRD#: 104065

BOCA RATON, FL

Past

August 30, 2001 - August 18, 2003

OSAIC FA, INC.

RIA

CRD#: 3978

DEERFIELD BEACH, FL

Past

August 30, 2001 - August 18, 2003

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

August 30, 2001 - August 18, 2003

OSAIC FA, INC.

CRD#: 3978

FORT WAYNE, IN

Past

November 20, 2000 - September 4, 2001

STERLING FINANCIAL INVESTMENT GROUP, INC.

CRD#: 41506

BOCA RATON, FL

Past

February 13, 1997 - November 20, 2000

JOSEPH CHARLES & ASSOC., INC.

CRD#: 3949

BOCA RATON, FL

Past

October 11, 1996 - February 6, 1997

K.W. BROWN INVESTMENTS

CRD#: 16492

DELRAY BEACH, FL

Past

September 9, 1994 - October 24, 1996

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

November 26, 1993 - April 4, 1994

BARRON CHASE SECURITIES, INC.

CRD#: 18969

BOCA RATON, FL

Past

November 25, 1992 - March 18, 1993

GKN SECURITIES CORP.

CRD#: 19415

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NFSG CORPORATION

NEWBRIDGE FINANCIAL SERVICES GROUP, INC. | NFSG CORPORATION | NEWBRIDGE FINANCIAL SERVICES, INC.

CRD#: 130814 / SEC#: 801-68448

RIA

Registered Investment Advisory firm - (11/6/2007 Approved)

Arizona

Registered Investment Advisory firm - (11/8/2007 Terminated)

California

Registered Investment Advisory firm - (11/8/2007 Terminated)

Connecticut

Registered Investment Advisory firm - (11/8/2007 Terminated)

Florida

Registered Investment Advisory firm - (12/12/2007 Terminated)

Illinois

Registered Investment Advisory firm - (11/6/2007 Terminated)

Indiana

Registered Investment Advisory firm - (11/8/2007 Terminated)

Nevada

Registered Investment Advisory firm - (12/17/2007 Terminated)

New Jersey

Registered Investment Advisory firm - (11/14/2007 Terminated)

North Carolina

Registered Investment Advisory firm - (11/8/2007 Terminated)

Pennsylvania

Registered Investment Advisory firm - (11/13/2007 Terminated)

Tennessee

Registered Investment Advisory firm - (12/8/2007 Terminated)

Texas

Registered Investment Advisory firm - (11/8/2007 Terminated)

Virginia

Registered Investment Advisory firm - (11/8/2007 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(4/14/2020)

California
(2/18/2020)

Colorado
(2/19/2020)

Connecticut
(2/18/2020)

Delaware
(3/20/2023)

Florida
(2/4/2020)

IAR

Florida
(1/7/2022)

Georgia
(3/19/2020)

Idaho
(1/14/2022)

Illinois
(2/21/2023)

Indiana
(4/17/2023)

Louisiana
(2/20/2020)

IAR

Louisiana
(1/11/2022)

Maryland
(2/14/2023)

Massachusetts
(9/1/2020)

Michigan
(2/20/2020)

Minnesota
(7/28/2020)

Mississippi
(7/27/2020)

Montana
(2/18/2020)

Nevada
(8/22/2022)

New Jersey
(1/3/2023)

New York
(4/13/2020)

North Carolina
(2/13/2023)

North Dakota
(2/24/2020)

Ohio
(3/25/2020)

Oklahoma
(2/5/2025)

Oregon
(3/2/2023)

Pennsylvania
(2/13/2023)

South Carolina
(1/21/2025)

Texas
(8/11/2020)

IAR

Texas
(1/11/2022)

Vermont
(8/31/2020)

Virginia
(6/2/2021)

Washington
(2/18/2020)

Wisconsin
(10/13/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/11/2021

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/10/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 5/25/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/20/1992

General Securities Representative Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

NFSG CORPORATION

NEWBRIDGE FINANCIAL SERVICES GROUP, INC. | NFSG CORPORATION | NEWBRIDGE FINANCIAL SERVICES, INC.

CRD#: 130814 / SEC#: 801-68448

RIA

Registered Investment Advisory firm - (11/6/2007 Approved)

Arizona

Registered Investment Advisory firm - (11/8/2007 Terminated)

California

Registered Investment Advisory firm - (11/8/2007 Terminated)

Connecticut

Registered Investment Advisory firm - (11/8/2007 Terminated)

Florida

Registered Investment Advisory firm - (12/12/2007 Terminated)

Illinois

Registered Investment Advisory firm - (11/6/2007 Terminated)

Indiana

Registered Investment Advisory firm - (11/8/2007 Terminated)

Nevada

Registered Investment Advisory firm - (12/17/2007 Terminated)

New Jersey

Registered Investment Advisory firm - (11/14/2007 Terminated)

North Carolina

Registered Investment Advisory firm - (11/8/2007 Terminated)

Pennsylvania

Registered Investment Advisory firm - (11/13/2007 Terminated)

Tennessee

Registered Investment Advisory firm - (12/8/2007 Terminated)

Texas

Registered Investment Advisory firm - (11/8/2007 Terminated)

Virginia

Registered Investment Advisory firm - (11/8/2007 Terminated)

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Contact information

Main Address

1200 North Federal Highway Suite 400, Boca Raton, FL 33432

Mailing Address

Phone number

(954) 334-3450

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE (4/30/2025)

NFSG WRAP FEE PROGRAM BROCHURE (4/30/2025)

Regulatory assets under management

Total Number of Accounts	3,587
AUM (Assets Under Management)	$ 813,494,847

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Sherrie L. Stalzer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sherrie Lynn Stalzer's CRS (Customer Relationship Summary).

Certified licenses

Experience

NEWBRIDGE SECURITIES CORPORATION

J.P. MORGAN SECURITIES LLC

CITIGROUP GLOBAL MARKETS INC.

NEWBRIDGE SECURITIES CORPORATION

OSAIC FA, INC.

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

STERLING FINANCIAL INVESTMENT GROUP, INC.

JOSEPH CHARLES & ASSOC., INC.

K.W. BROWN INVESTMENTS

CITIGROUP GLOBAL MARKETS INC.

BARRON CHASE SECURITIES, INC.

GKN SECURITIES CORP.

Primary Firm SEC Registration

NFSG CORPORATION

State Registrations and Notice Filings

Exams

Series 65

Date: 12/11/2021

Series 63

Date: 12/10/1992

SIE

Date: 5/25/2018

Series 7

Date: 11/20/1992

FINRA

Nasdaq Stock Market

Current Firm

NFSG CORPORATION

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NFSG CORPORATION

TRUST BUT VERIFY

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