John P. Collins

TD PRIVATE CLIENT WEALTH

King of Prussia, PA 19406

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CRD#: 2295567

Professional summary

John Patrick Collins, CIMA®, who also goes by John Patrick Collins, John Collins, is a registered financial advisor currently at TD PRIVATE CLIENT WEALTH LLC located in King Of Prussia, Pennsylvania.

John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. John has worked at 12 firms and has passed the Series 63, Series 65, Series 7TO, SIE, Series 6, Series 7 and Series 24 exams.

Aliases

John Patrick Collins | John Collins

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Patrick Collins's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view John Patrick Collins's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CIMA^®

Certified Investment Management Analyst

Experience

Current

July 17, 2026 - Present

TD PRIVATE CLIENT WEALTH LLC

Office #1: 100 East Dekalb Pike, King Of Prussia, PA 19406

RIA

CRD#: 164484

King of Prussia, PA

Current

July 17, 2026 - Present

TD PRIVATE CLIENT WEALTH LLC

Office #1: 100 Iron Lake Blvd, Exton, PA 19341

RIA

CRD#: 164484

EXTON, PA

Past

December 15, 2020 - December 22, 2025

VANGUARD ADVISERS, INC.

RIA

CRD#: 106715

MALVERN, PA

Past

December 15, 2020 - December 22, 2025

VANGUARD MARKETING CORPORATION

CRD#: 7452

MALVERN, PA

Past

July 11, 2011 - September 13, 2019

OBERWEIS SECURITIES, INC.

CRD#: 42060

LISLE, IL

Past

July 7, 2011 - December 15, 2020

OBERWEIS ASSET MANAGEMENT INC

RIA

CRD#: 105471

LISLE, IL

Past

June 9, 2009 - May 10, 2011

PERSIMMON CAPITAL MANAGEMENT LP

RIA

CRD#: 108107

BLUE BELL, PA

Past

December 19, 2008 - May 7, 2009

VFIC SECURITIES, INC.

CRD#: 103160

KING OF PRUSSIA, PA

Past

March 24, 2008 - August 13, 2008

INVESCO CAPITAL MARKETS, INC.

CRD#: 6939

HOUSTON, TX

Past

June 20, 2007 - August 13, 2008

VAN KAMPEN ADVISORS INC

RIA

CRD#: 104703

HOUSTON, TX

Past

August 9, 2000 - February 23, 2007

ADVISORPORT, INC.

RIA

CRD#: 107938

KING OF PRUSSIA, PA

Past

January 8, 1993 - October 1, 1996

WALNUT STREET SECURITIES, INC.

CRD#: 15840

EL SEGUNDO, CA

Past

November 25, 1992 - February 16, 1993

SENTRA SECURITIES CORPORATION

CRD#: 10249

PHOENIX, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TD PRIVATE CLIENT WEALTH LLC

CRD#: 164484 / SEC#: 801-77771, 8-69105

RIA

Registered Investment Advisory firm - SEC (4/11/2013 Approved)

Broker-Dealer Firm Regulated by FINRA (New York district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Pennsylvania
(7/17/2026)

IAR

Pennsylvania
(7/17/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 9/9/2011

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 7/27/1993

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7TO

Date: 1/14/2021

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 7/8/2011

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 7

Date: 3/21/2008

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/8/1993

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

TD PRIVATE CLIENT WEALTH LLC

CRD#: 164484 / SEC#: 801-77771, 8-69105

RIA

Registered Investment Advisory firm - SEC (4/11/2013 Approved)

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

1 Vanderbilt Avenue 23rd Floor 23rd Floor, New York, NY, 10017

Mailing Address

1 Vanderbilt Avenue 23rd Floor, New York, NY, 10017

Phone number

(877) 703-9896

Established

Delaware since 07/13/2012

Firm type

Limited Liability Company

Fiscal year end

October

Firm Size

Large

# of Employees

671

SEC notice filing (51 States and Territories)

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

TD PRIVATE CLIENT WEALTH LLC MANAGED ACCOUNT PROGRAM BROCHURE JANUARY 31 2026 (1/29/2026)

TDPCW AUTOMATED INVESTING AND AUTOMATED INVESTING PLUS PROGRAM BROCHURE JANUARY 31 2026 (1/29/2026)

Direct owners and executive officers

Name	Position	CRD#
TD BANK, NATIONAL ASSOCIATION	OWNER
BEGUN, ROBERT	PRESIDENT	4436053
CALDERON NAJERA, NAYRA	CCO	5040972
CARROLL, ANNA	COO	4487506
CHABOT, ALAN J	CEO	2617874
ORTIZ, JORGE LUIS	CFO & FINOP	2725922
WILSON, KEVIN KEITH	FINOP	5437711

Regulatory assets under management

Total Number of Accounts	25,697
AUM (Assets Under Management)	$ 8,255,945,350

Disclosures

Regulatory Event

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
05/30/2025	Cover Page	Report
09/27/2024	Cover Page	Report
06/27/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

John P. Collins

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Patrick Collins's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view John Patrick Collins's CRS (Customer Relationship Summary).

Certified licenses

Experience

TD PRIVATE CLIENT WEALTH LLC

VANGUARD ADVISERS, INC.

VANGUARD MARKETING CORPORATION

OBERWEIS SECURITIES, INC.

OBERWEIS ASSET MANAGEMENT INC

PERSIMMON CAPITAL MANAGEMENT LP

VFIC SECURITIES, INC.

INVESCO CAPITAL MARKETS, INC.

VAN KAMPEN ADVISORS INC

ADVISORPORT, INC.

WALNUT STREET SECURITIES, INC.

SENTRA SECURITIES CORPORATION

Primary Firm SEC Registration

TD PRIVATE CLIENT WEALTH LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 9/9/2011

Series 65

Date: 7/27/1993

Series 7TO

Date: 1/14/2021

SIE

Date: 10/1/2018

Series 6

Date: 7/8/2011

Series 7

Date: 3/21/2008

Series 24

Date: 4/8/1993

FINRA

Current Firm

TD PRIVATE CLIENT WEALTH LLC

Contact information

SEC notice filing (51 States and Territories)

FINRA licenses (51 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

TD PRIVATE CLIENT WEALTH LLC

TRUST BUT VERIFY

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